Standard Specifications for Road, Bridge, and Municipal Construction 2020 (M 41-10) - page 23

 

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Standard Specifications for Road, Bridge, and Municipal Construction 2020 (M 41-10) - page 23

 

 

Page 1-134 

Measurement and Payment

 

A firm may be considered to be acting as a Subcontractor when the Engineer 
observes one or more of the following characteristics:
a.  The person in charge of the firm’s activities takes an active role in managing 

the overall project, including extensive coordination, interpretation of Plans, 
interaction with the Contracting Agency or management of a complex and 
interrelated operation.

b.  Rented equipment is provided fueled, operated and maintained by the 

firm. Operators of rented equipment are supervised directly by the firm’s 
representative. There is little interaction between the Contractor and the 
employees of the firm.

c.  The firm appears to be holding the risk of performance and quality of the Work.
d.  The firm appears to be responsible for liability arising from the Work.
 

Markups on Work Performed by Subcontractor(s):
(1)  On amounts paid for Work performed by each 

Subcontractor on each force account and calculated 
through Subsections 1-4, 

up to $25,000 

12 percent

(2)  On amounts greater than 

$25,000 up to $100,000  10 percent

(3)  On amounts greater than 

$100,000 

7 percent

 

The amounts and markup rates shall be calculated separately for each 
Subcontractor on each force account item established.

The payments provided above shall be full payment for all Work done on a force 
account basis. The calculated payment shall cover all expenses of every nature, kind, 
and description, including those listed above and any others incurred on the Work being 
paid through force account. Nothing in this provision shall preclude the Contractor from 
seeking an extension of time or time-related damages to unchanged Work arising as a 
result of the force account Work. The amount and costs of any Work to be paid by force 
account shall be computed by the Engineer, and the result shall be final as provided in 

Section 1-05.1

.

An item that has been Bid at a unit price or lump sum in the Proposal will not be paid 
as force account unless:
1.  A change as defined in 

Section 1-04.4

 has occurred and the provisions require 

a payment adjustment.

2.  A Contract item paid by force account requires Work that is normally included in 

a lump sum Contract item. In such a case, the Work normally included in a lump sum 
Contract item will be paid by force account under the force account Contract item.

Items which are included in the Proposal as Force Account or which are added by change 
order as Force Account may, by agreement of the parties at any time, be converted to 
agreed unit prices or lump sums applicable to the remaining Work.

Measurement and Payment 

1-09

1-09.7 Mobilization

Mobilization consists of preconstruction expenses and the costs of preparatory Work 
and operations performed by the Contractor which occur before 10 percent of the total 
original Contract amount is earned from other Contract items. Items which are not to be 
included in the item of Mobilization include but are not limited to:
1.  Any portion of the Work covered by the specific Contract item or incidental Work 

which is to be included in a Contract item or items.

2.  Profit, interest on borrowed money, overhead, or management costs.
3.  Any costs of mobilizing equipment for force account Work.

Based on the lump sum Contract price for “Mobilization”, partial payments will be made 
as follows:
1.  When 5 percent of the total original Contract amount is earned from other Contract 

items, excluding amounts paid for materials on hand, 50 percent of the amount Bid 
for mobilization, or 5 percent of the total original Contract amount, whichever is the 
least, will be paid.

2.  When 10 percent of the total original Contract amount is earned from other 

Contract items, excluding amounts paid for materials on hand, 100 percent of the 
amount Bid for mobilization, or 10 percent of the total original Contract amount, 
whichever is the least, will be paid.

3.  When the Substantial Completion Date has been established for the project, 

payment of any amount Bid for mobilization in excess of 10 percent of the total 
original Contract amount will be paid.

Nothing herein shall be construed to limit or preclude partial payments otherwise 
provided by the Contract.

1-09.8 

Payment for Material on Hand

The Contracting Agency may reimburse the Contractor for materials purchased before 
their use in the Work if they:
1.  Meet the requirements of the Plans and Specifications;
2.  Are delivered to or stockpiled near the project or other Engineer-approved storage 

sites; and

3.  Consist of: sand, gravel, surfacing materials, aggregates, reinforcing steel, bronze 

plates, structural steel, machinery, piling, timber and lumber (not including forms or 
falsework), large signs unique to the project, prestressed concrete beams or girders, 
or other materials the Engineer may approve.

Page 1-136 

Measurement and Payment

The Contracting Agency may reimburse the Contractor for traffic signal controllers 
as follows:
1.  Fifty percent when the traffic signal controller and all components are received and 

assembled into a complete unit at the State Materials Laboratory.

2.  One hundred percent when the traffic signal controller is approved for shipment 

to the project by the State Materials Laboratory.

The Contractor shall provide sufficient written evidence of production costs to enable 
the Engineer to compute the cost of Contractor-produced materials (such as sand, gravel, 
surfacing material, or aggregates). For other materials, the Contractor shall provide 
invoices from material suppliers. Each invoice shall be detailed sufficiently to enable the 
Engineer to determine the actual costs. Payment for materials on hand shall not exceed 
the total Contract cost for the Contract item.

If payment is based upon an unpaid invoice, the Contractor shall provide the Engineer 
with a paid invoice within 60 calendar days after the Contracting Agency’s initial payment 
for materials on hand. If the paid invoice is not furnished in this time, any payment the 
Contracting Agency had made will be deducted from the next progress estimate and 
withheld until the paid invoice is supplied.

The Contracting Agency will not pay for material on hand when the invoice cost is less 
than $2,000. As materials are used in the Work, credits equaling the partial payments for 
them will be taken on future estimates. Partial payment for materials on hand shall not 
constitute acceptance. Any material will be rejected if found to be faulty even if partial 
payment for it has been made.

1-09.9 Payments

The basis of payment will be the actual quantities of Work performed according to the 
Contract and as specified for payment.

The Contractor shall submit a breakdown of the cost of lump sum Items to enable 
the Engineer to determine the Work performed on a monthly basis. Lump sum item 
breakdowns shall be submitted prior to the first progress payment that includes payment 
for the Bid Item in question. A breakdown is not required for lump sum Items that include 
a basis for incremental payments as part of the respective Specification. Absent a lump 
sum breakdown, the Engineer will make a determination based on information available. 
The Engineer’s determination of the cost of Work shall be final.

Payments will be made for Work and labor performed and materials furnished under the 
Contract according to the price in the Proposal unless otherwise provided.

Partial payments will be made once each month, based upon partial estimates prepared 
by the Engineer. The determination of payments under the Contract will be final in 
accordance with 

Section 1-05.1

. Unless otherwise provided, payments will be made from 

the Motor Vehicle Fund.

Page 1-146 

Measurement and Payment

audit for the same period of time. The audit may be performed by employees of the 
Contracting Agency or by an auditor under contract with the Contracting Agency. The 
Contractor, Subcontractors, or lower tier subcontractors shall provide adequate facilities, 
acceptable to the Engineer, for the audit during normal business hours. The Contractor, 
Subcontractors, or lower tier subcontractors shall make a good faith effort to cooperate 
with the auditors. If an audit is to be commenced more than 60 calendar days after the 
final acceptance date of the Contract, the Contractor will be given 20 calendar days 
notice of the time when the audit is to begin. If any litigation, claim, or audit arising out 
of, in connection with, or related to this Contract is initiated, the wage, payroll, and cost 
records shall be retained until such litigation, claim, or audit involving the records is 
completed.

1-09.12(2) Claims

All claims filed against the Contracting Agency shall be subject to audit at any time 
following the filing of the claim. Failure of the Contractor, Subcontractors, or lower tier 
subcontractors to maintain and retain sufficient records to allow the auditors to verify all 
or a portion of the claim or to permit the auditor access to the books and records of the 
Contractor, Subcontractors, or lower tier subcontractors shall constitute a waiver of a 
claim and shall bar any recovery thereunder.

1-09.12(3)  Required Documents for Audits

As a minimum, the auditors shall have available to them the following documents:
1.  Daily time sheets and supervisor’s daily reports.
2.  Collective Bargaining Agreements.
3.  Insurance, welfare, and benefits records.
4.  Payroll registers.
5.  Earnings records.
6.  Payroll tax forms.
7.  Material invoices and requisitions.
8.  Material cost distribution worksheet.
9.  Equipment records (list of company equipment, rates, etc.).
10.  Vendors’, rental agencies’, Subcontractors’, and lower tier subcontractors’ invoices.
11.  Contracts between the Contractor and each of its Subcontractors, and all lower-tier 

subcontractor contracts and supplier contracts.

12.  Subcontractors’ and lower tier subcontractors’ payment certificates.
13.  Canceled checks (payroll and vendors).
14.  Job cost reports, including monthly totals.
15.  Job payroll ledger.
16.  General ledger.

Measurement and Payment 

1-09

17.  Cash disbursements journal.
18.  Financial statements for all years reflecting the operations on this Contract. In 

addition, the Contracting Agency may require, if it deems appropriate, additional 
financial statements for 3 years preceding execution of the Contract and 3 years 
following final acceptance of the Contract.

19.  Depreciation records on all company equipment whether these records are 

maintained by the company involved, its accountant, or others.

20.  If a source other than depreciation records is used to develop costs for the 

Contractor’s internal purposes in establishing the actual cost of owning and 
operating equipment, all such other source documents.

21.  All documents which relate to each and every claim together with all documents 

which support the amount of damages as to each claim.

22.  Worksheets or software used to prepare the claim establishing the cost components 

for items of the claim including but not limited to labor, benefits and insurance, 
materials, equipment, Subcontractors, all documents which establish the time 
periods, individuals involved, the hours for the individuals, and the rates for the 
individuals.

23.  Worksheets, software, and all other documents used by the Contractor to prepare 

its Bid.

An audit may be performed by employees of the Contracting Agency or a representative 
of the Contracting Agency. The Contractor and its Subcontractors shall provide adequate 
facilities acceptable to the Contracting Agency for the audit during normal business hours. 
The Contractor and all Subcontractors shall cooperate with the Contracting Agency’s 
auditors.

1-09.13 

Claims Resolution

1-09.13(1) General

Prior to seeking claim resolution through nonbinding alternative dispute resolution 
processes, binding arbitration, or litigation, the Contractor shall proceed under the 
administrative procedures in Sections 

1-04.5

 and 

1-09.11

, and any Special Provision 

provided in the Contract for resolution of disputes. The provisions of these sections 
must be complied with in full, as a condition precedent to the Contractor’s right to seek 
claim resolution through any nonbinding alternative dispute resolution process, binding 
arbitration or litigation.

1-09.13(2)  Nonbinding Alternative Disputes Resolution (ADR)

Nonbinding ADR processes are encouraged and available upon mutual agreement of 
the Contractor and the Contracting Agency for all claims submitted in accordance with 

Section 1-09.11

, provided that:

1.  All the administrative remedies provided for in the Contract have been exhausted;

Page 1-148 

Measurement and Payment

2.  The Contracting Agency has been given the time and opportunity to respond to the 

Contractor as provided in 

Section 1-09.11(2)

; and

3.  The Contracting Agency has determined that it has sufficient information concerning 

the Contractor’s claims to participate in a nonbinding ADR process.

The Contracting Agency and the Contractor mutually agree that the cost of the 
nonbinding ADR process shall be shared equally by both parties with each party bearing 
its own preparation costs.

The type of nonbinding ADR process shall be agreed upon by the parties and shall be 
conducted within the State of Washington at a location mutually acceptable to the 
parties.

The Contractor agrees that the participation in a nonbinding ADR process does not in 
any way waive the requirement that binding arbitration or litigation proceedings must 
commence within 180 calendar days of final acceptance of the Contract, the same as any 
other claim or causes of action as provided in 

Section 1-09.11(3)

.

1-09.13(3)  Claims $250,000 or Less

The Contractor and the Contracting Agency mutually agree that those claims which total 
$250,000 or less, submitted in accordance with 

Section 1-09.11

 and not resolved by 

nonbinding ADR processes, shall be resolved through mandatory and binding arbitration 
as described herein.

1-09.13(3)A 

Administration of Arbitration

Arbitration shall be as agreed by the parties or, if the parties cannot agree, arbitration 
shall be administered through the American Arbitration Association (AAA) using the 
following arbitration methods:
1.  The current version of the Construction Industry Arbitration Rules and Mediation 

Fast Track Procedures shall be used for claims with an amount less than $75,000.

2.  The current version of the Construction Industry Arbitration Rules and Mediation 

Regular Track Procedures shall be used for claims with an amount equal to or greater 
than $75,000 and less than $250,000.

The Contracting Agency and the Contractor mutually agree the venue of any arbitration 
hearing shall be within the State of Washington and any such hearing shall be conducted 
within the State of Washington.

The Contracting Agency and the Contractor mutually agree to be bound by the decision 
of the arbitrator, and judgment upon the award rendered by the arbitrator may be entered 
in the Superior Court of Thurston County. The decision of the arbitrator and the specific 
basis for the decision shall be in writing. The arbitrator shall use the Contract as a basis 
for decisions.

Measurement and Payment 

1-09

1-09.13(3)B 

Procedures to Pursue Arbitration

If the dispute cannot be resolved through administrative procedures provided in Sections 

1-04.5

 and 

1-09.11

, and any Special Provision provided in the Contract for resolution 

of disputes or through a mutually agreed upon nonbinding ADR process, the Contractor 
shall advise the Engineer, in writing, that mandatory and binding arbitration is desired. 
The parties may agree on an arbitration process, or, if the parties cannot agree a demand 
for arbitration shall be filed by the Contractor, in accordance with the AAA rules, with the 
Contracting Agency, and with the AAA. Selection of the arbitrator and the administration 
of the arbitration shall proceed in accordance with AAA rules using arbitrators from the 
list developed by the AAA, except that: for claims under $25,000 using the Northwest 
Region Expedited Commercial Arbitration Rules, arbitration selection shall proceed 
pursuant to Section 55 of the Expedited Procedure of the Construction Industry 
Arbitration Rules. Arbitration shall proceed utilizing the appropriate rule of the AAA as 
determined by the dollar amount of the claim as provided in 

Section 1-09.13(3)A

.

Unresolved disputes which do not involve delays or impacts to unchanged Work may be 
brought to binding arbitration prior to Physical Completion of the project, provided that:
1.  All the administrative remedies provided for in the Contract have been exhausted;
2.  The dispute has been pursued to the claim status as provided in 

Section 1-09.11(2)

and

3.  The Contractor certifies in writing that claims for delays or impacts to the Work will 

not result from the dispute.

Unless the Contracting Agency and the Contractor agree otherwise, all other unresolved 
claims (disputes which have been pursued to the claim status) which arise from a Contract 
must be brought in a single arbitration hearing and only after Physical Completion of the 
Contract. The total of those unresolved claims cannot be greater than $250,000 to be 
eligible for arbitration.

In addition, the Contractor agrees arbitration proceedings must commence, by filing 
of the aforementioned demand for arbitration, within 180 calendar days of final 
acceptance of the contract, the same as any other claim or causes of action as provided in 

Section 1-09.11(3)

.

The scope and extent of discovery shall be determined by the arbitrator in accordance 
with AAA rules. In addition, each party for claims greater than $25,000 shall serve upon 
the other party a “statement of proof”. The statement of proof shall be served, with 
a copy to the AAA, no less than 20 calendar days prior to the arbitration hearing and 
shall include:
1.  The identity, current business address, and residential address of each witness who 

will testify at the hearing;

2.  The identity of a witness as an expert if an expert witness is to be called, a statement 

as to the subject matter and the substance of the facts and opinions on which the 
expert is expected to testify, a summary of the grounds for each opinion, and a 
resume of the expert’s qualifications; and

Page 1-150 

Measurement and Payment

3.  A list of each document that the party intends to offer in evidence at the arbitration 

hearing. Either party may request from the other party a copy of any document 
listed. If such a request is made, a copy of the document shall be provided within 
5 calendar days from the date the request is received.

The arbitrator may permit a party to call a witness or offer a document not shown or 
included in the statement of proof only upon a showing of good cause.

1-09.13(4)  Claims in Excess of $250,000

The Contractor and the Contracting Agency mutually agree that those claims in excess of 
$250,000, submitted in accordance with 

Section 1-09.11

 and not resolved by nonbinding 

ADR processes, shall be resolved through litigation unless the parties mutually agree to 
resolve the claim through binding arbitration.

Temporary Traffic Control 

1-10

1-10 

Temporary Traffic Control

1-10.1 General

Temporary traffic control refers to the control of all types of traffic, including vehicles, 
bicyclists, and pedestrians (including pedestrians with disabilities). The Contractor, 
utilizing contractor labor and contractor-provided equipment and materials (except when 
such labor, equipment, or materials are to be provided by the Contracting Agency as 
specifically identified herein), shall plan, manage, supervise, and perform all temporary 
traffic control activities needed to support the Work of the Contract.

1-10.1(1) Materials

Materials shall meet the requirements of the following Sections:
 

Stop/Slow Paddles 

9-35.1

 

Construction Signs 

9-35.2

 

Wood Sign Posts 

9-35.3

 

Sequential Arrow Signs 

9-35.4

 

Portable Changeable Message Signs 

9-35.5

 

Barricades 

9-35.6

 

Traffic Safety Drums 

9-35.7

 

Traffic Cones 

9-35.9

 

Tubular Markers 

9-35.10

 

Warning Lights and Flashers 

9-35.11

 

Transportable Attenuator 

9-35.12

 

Tall Channelizing Devices 

9-35.13

 

Portable Temporary Traffic Control Signal 

9-35.14

1-10.1(2) Description

The Contractor shall provide flaggers and all other personnel required for labor for 
traffic control activities that are not otherwise specified as being furnished by the 
Contracting Agency.

The Contractor shall perform all procedures necessary to support the Contract Work.

Unless otherwise permitted by the Contract or approved by the Engineer, the Contractor 
shall keep all existing pedestrian routes and access points (including sidewalks, paths, and 
crosswalks) open and clear at all times.

The Contractor shall keep lanes, on-ramps, and off-ramps, open to traffic at all times 
except when Work requires closures. Ramps shall not be closed on consecutive 
interchanges at the same time, unless approved by the Engineer. Lanes and ramps shall 
be closed for the minimum time required to complete the Work. When paving hot mix 
asphalt the Contractor may apply water to the pavement to shorten the time required 
before reopening to traffic.

Page 1-152 

Temporary Traffic Control

The Contractor shall provide signs and other traffic control devices not otherwise 
specified as being furnished by the Contracting Agency. The Contractor shall erect and 
maintain all construction signs, warning signs, detour signs, and other traffic control 
devices necessary to warn and protect the public at all times from injury or damage as a 
result of the Contractor’s operations, which may occur on or adjacent to Highways, roads, 
streets, sidewalks, or paths. No Work shall be done on or adjacent to any Traveled Way 
until all necessary signs and traffic control devices are in place.

The traffic control resources and activities described shall be used for the safety of the 
public, of the Contractor’s employees, and of the Contracting Agency’s personnel and to 
facilitate the movement of the traveling public. Traffic control resources and activities may 
be used for the separation or merging of public and construction traffic when such use is 
in accordance with a specific approved traffic control plan.

Upon failure of the Contractor to immediately provide flaggers; erect, maintain, and 
remove signs; or provide, erect, maintain, and remove other traffic control devices when 
ordered to do so by the Engineer, the Contracting Agency may, without further notice to 
the Contractor or the Surety, perform any of the above and deduct all of the costs from 
the Contractor’s payments.

The Contractor shall be responsible for providing adequate labor, sufficient signs, and 
other traffic control devices, and for performing traffic control procedures needed for the 
protection of the Work and the public at all times regardless of whether or not the labor, 
devices or procedures have been ordered by the Engineer, furnished by the Contracting 
Agency, or paid for by the Contracting Agency.

Wherever possible when performing Contract Work, the Contractor’s equipment shall 
follow normal and legal traffic movements. The Contractor’s ingress and egress of the 
Work area shall be accomplished with as little disruption to traffic as possible. Traffic 
control devices shall be removed by picking up the devices in a reverse sequence to that 
used for installation. This may require moving backwards through the work zone. When 
located behind barrier or at other locations shown on approved traffic control plans, 
equipment may operate in a direction opposite to adjacent traffic.

The Contractor is advised that the Contracting Agency may have entered into 
operating agreements with one or more law enforcement organizations for cooperative 
activities. Under such agreements, at the sole discretion of the Contracting Agency, law 
enforcement personnel may enter the work zone for enforcement purposes and may 
participate in the Contractor’s traffic control activities. The responsibility under the 
Contract for all traffic control resides with the Contractor and any such participation by 
law enforcement personnel in Contractor traffic control activities will be referenced in 
the Special Provisions or will be preceded by an agreement and, if appropriate, a cost 
adjustment. Nothing in this Contract is intended to create an entitlement, on the part of 
the Contractor, to the services or participation of the law enforcement organization.

Temporary Traffic Control 

1-10

1-10.2 

Traffic Control Management

1-10.2(1) General

It is the Contractor’s responsibility to plan, conduct, and safely perform the Work. The 
Contractor shall manage temporary traffic control with his or her own staff. Traffic 
control management responsibilities shall be formally assigned to one or more company 
supervisors who are actively involved in the planning and management of field Contract 
activities. The Contractor shall provide the Engineer with a copy of the formal assignment. 
The duties of traffic control management may not be subcontracted.

The Contractor shall designate an individual or individuals to perform the duties of the 
primary Traffic Control Supervisor (TCS). The designation shall also identify an alternate 
TCS who can assume the duties of the primary TCS in the event of that person’s inability 
to perform. The TCS shall be responsible for safe implementation of approved Traffic 
Control Plans provided by the Contractor.

The primary and alternate TCS shall be certified by one of the organizations listed in the 
Special Provisions. Possession of a current Washington State TCS card and flagging card 
by the primary and alternate TCS is mandatory. A traffic control management assignment 
and a TCS designation are required on all projects that will utilize traffic control.

The Contractor shall maintain 24-hour telephone numbers at which the Contractor’s 
assigned traffic control management personnel and the TCS can be contacted and be 
available upon the Engineer’s request at other than normal working hours. These persons 
shall have the resources, ability and authority to expeditiously correct any deficiency in 
the traffic control system.

1-10.2(1)A 

Traffic Control Management

The responsibilities of the Contractor’s traffic control management personnel shall 
include:
1.  Overseeing and approving the actions of the Traffic Control Supervisor (TCS) 

to ensure that proper safety and traffic control measures are implemented and 
consistent with the specific requirements created by the Contractor’s work zones 
and the Contract. Some form of oversight shall be in place and effective even when 
the traffic control management personnel are not present at the jobsite.

2.  Providing the Contractor’s designated TCS with approved Traffic Control Plans (TCPs) 

which are compatible with the Work operations and traffic control for which they 
will be implemented. Having the latest adopted edition of the 

Manual on Uniform 

Traffic Control Devices for Streets and Highways

 (MUTCD), including the 

Washington 

State Modifications to the MUTCD

 M 24-01 the most current edition of the Public 

Rights-of-Way Accessibility Guidelines (PROWAG), which can be downloaded from 
the United States Access Board website a

www.access-board.gov/prowac

 under 

Revised Draft Guidelines (2005), and applicable standards and Specifications 
available at all times on the project.

Page 1-154 

Temporary Traffic Control

3.  Discussing proposed traffic control measures and coordinating implementation of 

the Contractor-adopted traffic control plan(s) with the Engineer.

4.  Coordinating all traffic control operations, including those of Subcontractors and 

suppliers, with each other and with any adjacent construction or maintenance 
operations.

5.  Coordinating the project’s activities (such as ramp closures, road closures, and lane 

closures) with appropriate police, fire control agencies, city or county engineering, 
medical emergency agencies, school districts, and transit companies.

6.  Overseeing all requirements of the Contract that contribute to the convenience, 

safety, and orderly movement of vehicular and pedestrian traffic.

7.  Reviewing the TCS’s diaries daily and being aware of field traffic control operations.
8.  Being present on-site a sufficient amount of time to adequately satisfy the above-

listed responsibilities.

Failure to carry out any of the above-listed responsibilities shall be a failure to comply 
with the Contract and may result in a suspension of Work as described in 

Section 1-08.6

.

1-10.2(1)B 

Traffic Control Supervisor

A Traffic Control Supervisor (TCS) shall be present on the project whenever flagging 
or other traffic control labor is being utilized or less frequently, as authorized by the 
Engineer.

The TCS shall personally perform all the duties of the TCS. During nonwork periods, the 
TCS shall be available to the job site within a 45-minute time period after notification by 
the Engineer.

The TCS’s duties shall include:
1.  Having a current set of approved traffic control plans (TCPs), applicable Contract 

Provisions as provided by the Contractor, the latest adopted edition of the MUTCD, 
including the 

Washington State Modifications to the MUTCD

, the book Quality 

Guidelines for Temporary Work Zone Traffic Control Devices, the most current edition of 
the PROWAG, and applicable standards and Specifications.

2.  Inspecting traffic control devices and nighttime lighting for proper location, 

installation, message, cleanliness, and effect on the traveling public. Traffic control 
devices shall be inspected at least once per hour during working hours except that 
Class A signs need to be checked once a week and nighttime lighting need to be 
checked only once a shift. Traffic control devices left in place for 24 hours or more 
shall also be inspected once during the nonworking hours when they are initially 
set up (during daylight or darkness, whichever is opposite of the working hours). 
The TCS shall correct, or arrange to have corrected, any deficiencies noted during 
these inspections.

Temporary Traffic Control 

1-10

3.  Preparing a daily traffic control diary on each day that traffic control is performed 

using WSDOT 

Form 421-040A

 and 

421-040B

, and submitting them to the Engineer 

no later than the end of the next working day. The Contractor may use alternate 
forms if approved by the Engineer. Diary entries shall include, but not be limited to:
a.  Time of day when signs and traffic control devices are installed and removed,
b.  Location and condition of signs and traffic control devices,
c.  Revisions to the traffic control plan,
d.  Lighting utilized at night, and
e.  Observations of traffic conditions.

4.  Making minor revisions to the traffic control plan to accommodate site conditions 

provided that the original intent of the traffic control plan is maintained and the 
revision has the concurrence of both the Contractor and the Engineer.

5.  Attending traffic control coordinating meetings or coordination activities as 

necessary for full understanding and effective performance.

6.  Ensuring that all needed traffic control devices and equipment are available and in 

good working condition prior to the need to install or utilize them.

7.  Ensuring that all pedestrian routes or access points, existing or temporary, are kept 

clear and free of obstructions and that all temporary pedestrian routes or access 
points are detectable and accessible to persons with disabilities as provided for in 
the approved Plans.

The TCS may perform the Work described in 

Section 1-10.3(1)A

 Flaggers or in 

Section 

1-10.3(1)B

 Other Traffic Control Labor and be compensated under those Bid items, 

provided that the duties of the TCS are accomplished.

1-10.2(2)  Traffic Control Plans

The traffic control plan or plans appearing in the Contract documents show a method 
of handling vehicle, bicycle, and pedestrian traffic. All construction signs, flaggers, and 
other traffic control devices are shown on the traffic control plan(s) except for emergency 
situations. If the Contractor proposes adding the use of flaggers to a plan, this will 
constitute a modification requiring approval by the Engineer. The modified plans shall 
show locations for all the required advance warning signs and a safe, protected location 
for the flagging station. If flagging is to be performed during hours of darkness, the plan 
shall include appropriate illumination for the flagging station.

When the Contractor’s chosen method of performing the Work in the Contract requires 
some form of temporary traffic control, for vehicles, bicyclists, or pedestrians, the 
Contractor shall either: (1) submit a Type 1 Working Drawing designating and adopting, in 
writing, the traffic control plan or plans from the Contract documents that support that 
method; or (2) submit a Type 2 Working Drawing consisting of the Contractor’s plan that 
modifies, supplements or replaces a plan from the Contract documents. Any Contractor-
proposed modification, supplement or replacement shall show the necessary construction 
signs, flaggers, and other traffic control devices required to support the Work. Any 

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Temporary Traffic Control

Contractor-proposed traffic control plan shall conform to the established standards for 
plan development as shown in the MUTCD, Part 6 and the most current edition of the 
PROWAG. The Contractor shall be solely responsible for submitting any proposed traffic 
control plan or modification, obtaining the Engineer’s acceptance and providing copies of 
the accepted Traffic Control Plans to the Traffic Control Supervisor.

1-10.2(3)  Conformance to Established Standards

Flagging, signs, and all other traffic control devices and procedures furnished or provided 
shall conform to the standards established in the latest WSDOT adopted edition of the 
MUTCD, published by the U.S. Department of Transportation and the 

Washington State 

Modifications to the MUTCD

, and the most current edition of the Public Rights-of-Way 

Accessibility Guidelines (PROWAG). Judgment of the quality of devices furnished will 
be based upon Quality Guidelines for Temporary Traffic Control Devices, published by the 
American Traffic Safety Services Association. Copies of the MUTCD and Quality Guidelines 
for Temporary Control Devices
 may be purchased from the American Traffic Safety Services 
Association, 15 Riverside Parkway, Suite 100, Fredericksburg, VA 22406-1022. The 

Washington State Modifications to the MUTCD

 may be obtained from the Department of 

Transportation, Olympia, WA 98504. The most current edition of the Public Rights-of-Way 
Accessibility Guidelines
 (PROWAG) can be accessed at 

https://www.access-board.gov/

guidelines-and-standards/streets-sidewalks/public-rights-of-way/proposed-rights-of-
way-guidelines
.

In addition to the standards of the MUTCD described above, the Contracting Agency has 
crashworthiness requirements for most work zone devices. The National Cooperative 
Highway Research Project (NCHRP) Report 350 and the AASHTO Manual for Assessing 
Safety Hardware (MASH) have established requirements for crash testing. Work zone 
devices are divided into four categories. Each of those categories is described below:

Category 1 includes those items that are small and lightweight, channelizing, and 
delineating devices that have been in common use for many years and are known 
to be crashworthy by crash testing of similar devices or years of demonstrable 
safe performance. These include cones, tubular markers, flexible delineator 
posts, and plastic drums. All Category 1 devices used on the project shall meet 
the requirements of NCHRP 350 or MASH as certified by the manufacturer of 
the device.
Category 2 includes devices that are not expected to produce significant vehicular 
velocity change, but may otherwise be hazardous. Examples of this class are 
barricades, portable sign supports and signs. All Category 2 devices shall meet the 
requirements of NCHRP 350 or MASH. For the purpose of definition, a sign support 
and sign shall be considered a single unit. A new sign may be purchased for an 
existing sign support and the entire unit will be defined as “existing equipment”.
Category 3 is for hardware expected to cause significant velocity changes or other 
potentially harmful reactions to impacting vehicles. Barriers, fixed sign supports, 
crash cushions, transportable attenuators and other work zone devices not 
meeting the definitions of Category 1 or 2 are examples from this category. Many 
Category 3 devices are defined in the design of the project. Where this is the case, 

Temporary Traffic Control 

1-10

NCHRP 350 or MASH requirements have been incorporated into the design and 
the Contractor complies with the requirements by constructing devices according 
to the Plans and Specifications. Where the device is a product chosen by the 
Contractor, the device chosen must be compliant with the requirements of NCHRP 
350 or MASH.
Category 4 includes portable or trailer-mounted devices such as arrow displays, 
temporary traffic signals, area lighting supports, and portable changeable message 
signs. Crash testing is not required for these devices.

The condition of signs and traffic control devices shall be acceptable or marginal as 
defined in the book Quality Guidelines for Temporary Traffic Control Devices, and will be 
accepted based on a visual inspection by the Engineer. The Engineer’s decision on the 
condition of a sign or traffic control device shall be final. A sign or traffic control device 
determined to be unacceptable shall be removed from the project and replaced within 
12 hours of notification.

1-10.3 

Traffic Control Labor, Procedures, and Devices

1-10.3(1)  Traffic Control Labor

The Contractor shall furnish all personnel for flagging, for the execution of all procedures 
related to temporary traffic control and for the setup, maintenance and removal of all 
temporary traffic control devices and construction signs necessary to control vehicular, 
bicycle, and pedestrian traffic during construction operations.

Vests and other high-visibility apparel shall be in conformance with 

Section 1-07.8

.

1-10.3(1)A Flaggers

Flaggers shall be posted where shown on approved Traffic Control Plans or where 
directed by the Engineer. All flaggers shall possess a current flagging card issued by the 
State of Washington, Oregon, Montana, or Idaho. The flagging card shall be immediately 
available and shown to the Contracting Agency upon request.

Flagging stations shall be shown on Traffic Control Plans at locations where construction 
operations require stopping or diverting public traffic. Flagging stations shall be staffed 
only when flagging is required. This staffing may be continuous or intermittent, depending 
on the nature of the construction activity. Whenever a flagger is not required to stop or 
divert traffic, the flagger shall move away from the flagging station to a safer location. 
During hours of darkness, flagging stations shall be illuminated in a manner that insures 
that flaggers can easily be seen but that does not cause glare to the traveling public.

Flagger station illumination shall meet the requirements of the MUTCD and these 
Specifications.

The Contractor shall provide portable lighting equipment capable of sufficiently 
illuminating a flagger and their station without creating glare for oncoming motorists, yet 
will meet the mobility requirements of the operation. The lighting stations shall be located 
on the same side of the roadway as the flagger and aimed either parallel or perpendicular 

Page 1-158 

Temporary Traffic Control

to the traveled lanes to minimize glare. The lighting devices shall be located 5 to 10 feet 
from the edge of the travel lane with a mounting height of 15 to 25 feet above the 
ground. The flagger should be visible and discernable as a flagger from a distance of 
1,000 feet.

Flaggers shall be equipped with portable two-way radios, with a range suitable for the 
project. The radios shall be capable of having direct contact with project management 
(foremen, superintendents, etc.).

The Contractor shall furnish Stop/Slow paddles conforming to the requirements of 

Section 9-35.1

 for all flagging operations.

1-10.3(1)B 

Other Traffic Control Labor

In addition to flagging duties, the Contractor shall provide personnel for all other traffic 
control procedures required by the construction operations and for the labor to install, 
maintain and remove any traffic control devices shown on Traffic Control Plans.

1-10.3(2)  Traffic Control Procedures

1-10.3(2)A 

One-Way Traffic Control

The project Work may require that traffic be maintained on a portion of the Roadway 
during the progress of the Work using one-way traffic control. If this is the case, the 
Contractor’s operation shall be confined to one-half the Roadway, permitting traffic on 
the other half. If shown on an approved traffic control plan or directed by the Engineer, 
one-way traffic control, in accordance with the MUTCD, shall be provided and shall also 
conform to the following requirements:

In any one-way traffic control configuration, side roads and approaches will be 
closed or controlled by a flagger or by appropriate approved signing. A side road 
flagger will coordinate with end flaggers where there is line of sight and with the 
pilot car where the end flaggers cannot be seen.
Queues of vehicles will be allowed to take turns passing through the work zone in 
the single open lane. When one-way traffic control is in effect, Contractor vehicles 
shall not use the open traffic lane except while following the same rules and routes 
required of the public traffic.
As conditions permit, the Contractor shall, at the end of each day, leave the Work 
area in such condition that it can be traveled without damage to the Work, without 
danger to traffic, and without one-way traffic control. If, in the opinion of the 
Engineer, one-way traffic control cannot be dispensed with after working hours, then 
the operation will be continued throughout the non-working hours.

 

 

 

 

 

 

 

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