Helicopter Flying Handbook (2019) - page 2

 

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Helicopter Flying Handbook (2019) - page 2

 

 

2-22

D

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d velo

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 use

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1–5 knots

10–15 knots

Airflow pattern just prior to effective translational lift

Figure 2-39. 

The airflow pattern for 1–5 knots of forward airspeed. Note how the downwind vortex is beginning to dissipate and induced 

flow down through the rear of the rotor disk is more horizontal. 

Figure 2-40. 

An airflow pattern at a speed of 10–15 knots. At this increased airspeed, the airflow continues to become more horizontal. 

The leading edge of the downwash pattern is being overrun and is well back under the nose of the helicopter.

As speed increases, translational lift becomes more effective, 
nose rises or pitches up, and aircraft rolls to the right. 
The combined effects of dissymmetry of lift, gyroscopic 
precession, and transverse flow effect cause this tendency. 
It is important to understand these effects and anticipate 
correcting for them. Once the helicopter is transitioning 
through ETL, the pilot needs to apply forward and left 
lateral cyclic input to maintain a constant rotor-disk attitude. 

[Figure 2-41]

Translational Thrust

Translational thrust occurs when the tail rotor becomes more 
aerodynamically efficient during the transition from hover 
to forward flight. As the tail rotor works in progressively 
less turbulent air, this improved efficiency produces more 
antitorque thrust, causing the nose of the aircraft to yaw left 

Effective Translational Lift (ETL)

While transitioning to forward flight at about 16 to 24 knots, 
the helicopter goes through effective translational lift (ETL). 
As mentioned earlier in the discussion on translational lift, 
the rotor blades become more efficient as forward airspeed 
increases. Between 16 and 24 knots, the rotor disk completely 
outruns the recirculation of old vortices and begins to work 
in relatively undisturbed air. The flow of air through the rotor 
disk is more horizontal, which reduces induced flow and 
drag with a corresponding increase in angle of attach and lift. 
The additional lift available at this speed is referred to as the 
ETL, which makes the rotor disk operate more efficiently. 
This increased efficiency continues with increased airspeed 
until the best climb airspeed is reached, and total drag is at 
its lowest point. 

2-23

Helicopter movement

Thrust

Drag

Weight

Lift

Resultant

Resultant

Figure 2-42. 

Forces acting on the helicopter during sideward flight. 

Figure 2-41.

 Effective translational lift is easily recognized in actual 

flight by a transient induced aerodynamic vibration and increased 
performance of the helicopter.

16–24 knots

No recirculation

of air

More horizontal

flow of air

Reduced induced flow

increases angle of attack

Tail rotor operates in

relatively clean air

Transverse flow effect is recognized by increased vibrations 
of the helicopter at airspeeds around 12 to 15 knots and can 
be produced by forward flight or from the wind while in a 
hover. This vibration happens at an airspeed just below ETL 
on takeoff and after passing through ETL during landing. The 
vibration happens close to the same airspeed as ETL because 
that is when the greatest lift differential exists between the 
front and rear portions of the rotor system. As such, some 
pilots confuse the vibration felt by transverse flow effect with 
passing through ETL. To counteract transverse flow effect, 
a cyclic input to the left may be needed.

Sideward Flight

In sideward flight, the tip-path plane is tilted in the direction 
that flight is desired. This tilts the total lift-thrust vector 
sideward. In this case, the vertical or lift component is still 
straight up and weight straight down, but the horizontal or 
thrust component now acts sideward with drag acting to the 
opposite side. 

[Figure 2-42]

Sideward flight can be a very unstable condition due to the 
parasitic drag of the fuselage combined with the lack of 
horizontal stabilizer for that direction of flight. Increased 
altitudes help with control and the pilot must always scan in 
the direction of flight. Movement of the cyclic in the intended 
direction of flight causes the helicopter to move, controls the 
rate of speed, and ground track, but the collective and pedals 
are key to successful sideward flight. Just as in forward flight, 
the collective keeps the helicopter from contacting the ground 
and the pedals help maintain the correct heading; even in 
sideward flight, the tail of the helicopter should remain behind 
you. Inputs to the cyclic should be smooth and controlled, 
and the pilot should always be aware of the tip-path plane in 
relation to the ground. 

[Figure 2-43]

(with a main rotor turning counterclockwise) and forces the 
pilot to apply right pedal (decreasing the AOA in the tail 
rotor blades) in response. In addition, during this period, the 
airflow affects the horizontal components of the stabilizer 
found on most helicopters which tends to bring the nose of 
the helicopter to a more level attitude. 

Induced Flow

As the rotor blades rotate, they generate what is called 
rotational relative wind. This airflow is characterized as 
flowing parallel and opposite the rotor’s plane of rotation 
and striking perpendicular to the rotor blade’s leading edge. 
This rotational relative wind is used to generate lift. As 
rotor blades produce lift, air is accelerated over the foil and 
projected downward. Anytime a helicopter is producing lift, 
it moves large masses of air vertically and down through the 
rotor disk. This downwash or induced flow can significantly 
change the efficiency of the rotor disk. Rotational relative 
wind combines with induced flow to form the resultant 
relative wind. As induced flow increases, resultant relative 
wind becomes less horizontal. Since AOA is determined

 

by measuring the difference between the chord line and the 
resultant relative wind, as the resultant relative wind becomes 
less horizontal, AOA decreases. 

[See Figure 2-21]

 

Transverse Flow Effect

As the helicopter accelerates in forward flight, induced flow 
drops to near zero at the forward disk area and increases at the 
aft disk area. These differences in lift between the fore and 
aft portions of the rotor disk are called transverse flow effect. 
[

Figure 2-41]

 This increases the AOA at the front disk area 

causing the rotor blade to flap up and reduces AOA at the aft 
disk area causing the rotor blade to flap down. Because the 
rotor acts like a gyro, maximum displacement occurs 90° in the 
direction of rotation. The result is a tendency for the helicopter to 
roll slightly to the right as it accelerates through approximately 
20 knots or if the headwind is approximately 20 knots.

2-24

Helicopter movement

Thrust

Drag

Weight

Lift

Resultant

Resultant

Downward force from 

the horizontal stabilizer

Ground track required

Forward reference

Side reference

Figure 2-44. 

Forces acting on the helicopter during rearward flight. 

Figure 2-43. 

Forces acting on the helicopter during sideward flight. 

Contacting the ground with the skids during sideward flight 
will most likely result in a dynamic rollover event before the 
pilot has a chance to react. Extreme caution should be used 
when maneuvering the helicopter sideways to avoid such 
hazards from happening. Refer to Chapter 11, Helicopter 
Hazards and Emergencies.

Rearward Flight

For rearward flight, the tip-path plane is tilted rearward, 
which, in turn, tilts the lift-thrust vector rearward. Drag now 
acts forward with the lift component straight up and weight 
straight down. 

[Figure 2-44]

Pilots must be aware of the hazards of rearward flight. 
Because of the position of the horizontal stabilizer, the tail 
end of the helicopter tends to pitch downward in rearward 
flight, causing the probability of hitting the ground to be 
greater than in forward flight. Another factor to consider 
in rearward flight is skid design. Most helicopter skids are 
not turned upward in the back, and any contact with the 
ground during rearward flight can put the helicopter in an 
uncontrollable position leading to tail rotor contact with the 
ground. Pilots must do a thorough scan of the area before 
attempting to hover rearward, looking for obstacles and 
terrain changes. Slower airspeeds can help mitigate risk and 
maintain a higher-than-normal hover altitude. 

Turning Flight

In forward flight, the rotor disk is tilted forward, which also 
tilts the total lift-thrust force of the rotor disk forward. When 

the helicopter is banked, the rotor disk is tilted sideward 

resulting in lift being separated into two components. Lift 
acting upward and opposing weight is called the vertical 
component of lift. Lift acting horizontally and opposing 
inertia (centrifugal force) is the horizontal component of lift 
(centripetal force). 

[Figure 2-45]

As the angle of bank increases, the total lift force is tilted more 
toward the horizontal, thus causing the rate of turn to increase 
because more lift is acting horizontally. Since the resultant 
lifting force acts more horizontally, the effect of lift acting 

2-25

Normal Powered Flight

Autorotation

Direction of flight

Direction of flight

Figure 2-46. 

During an autorotation, the upward flow of relative wind permits the main rotor blades to rotate at their normal speed. In 

effect, the blades are “gliding” in their rotational plane. 

Figure 2-45. 

Forces acting on the helicopter during turning flight. 

90 

80 

70 

60 

50 

 40 

30 

20 

10 

90 

80 

70 

60 

50 

 40 

30 

20 

10 

Centrifugal force (inertia)

Weight

Resultant lift

Centripetal force

(horizontal component of lift)

Vertical

component

of lift

 Bank

angle 

vertically is decreased. To compensate for this decreased 
vertical lift, the AOA of the rotor blades must be increased in 
order to maintain altitude. The steeper the angle of bank is, 
the greater the AOA of the rotor blades required to maintain 
altitude. Thus, with an increase in bank and a greater AOA, the 
resultant lifting force increases, and the rate of turn is higher. 
Simply put, collective pitch must be increased in order to 
maintain altitude and airspeed while turning. Collective pitch 
controls the angle of incidence and along with other factors, 
determines the overall AOA in the rotor disk.

Autorotation

Autorotation is the state of flight where the main rotor disk 
of a helicopter is being turned by the action of air moving 
up through the rotor rather than engine power driving 
the rotor. In normal, powered flight, air is drawn into the 
main rotor disk from above and exhausted downward, but 
during autorotation, air moves up into the rotor disk from 
below as the helicopter descends. Autorotation is permitted 
mechanically by a freewheeling unit, which is a special 
clutch mechanism that allows the main rotor to continue 
turning even if the engine is not running. If the engine fails, 
the freewheeling unit automatically disengages the engine 
from the main rotor allowing the main rotor to rotate freely. 
It is the means by which a helicopter can be landed safely in 
the event of an engine failure; consequently, all helicopters 
must demonstrate this capability in order to be certified. 

[Figure 2-46] 

If a decision is made to attempt an engine 

restart in flight (the parameters for this emergency procedure 
will be different for each helicopter and must be precisely 
followed) the pilot must reengage the engine starter switch to 
start the engine. Once the engine is started, the freewheeling 
unit will reengage the engine with the main rotor. 

Vertical Autorotation

Most autorotations are performed with forward speed. For 
simplicity, the following aerodynamic explanation is based 
on a vertical autorotative descent (no forward speed) in still 
air. Under these conditions, the forces that cause the blades 
to turn are similar for all blades regardless of their position in 
the plane of rotation. Therefore, dissymmetry of lift resulting 
from helicopter airspeed is not a factor.

During vertical autorotation, the rotor disk is divided into 
three regions (as illustrated in 

Figure 2-47)

: driven region, 

2-26

  B

l

ad

ro

ta

ti

on

Bla

de

 ro

ta

tio

n

Stall r

egion 25

%

Driving region 45%

Driven region 30%

Figure 2-47. 

Blade regions during autorotational descent. 

driving region, and stall region. 

Figure 2-48

 shows three 

blade sections that illustrate force vectors. Part A is the 
driven region, B and D are points of equilibrium, part C is 
the driving region, and part E is the stall region. Force vectors 
are different in each region because rotational relative wind is 
slower near the blade root and increases continually toward 
the blade tip. Also, blade twist gives a more positive AOA in 
the driving region than in the driven region. The combination 
of the inflow up through the rotor with rotational relative 
wind produces different combinations of aerodynamic force 
at every point along the blade.

The driven region, also called the propeller region, is nearest 
the blade tips. Normally, it consists of about 30 percent of 
the radius. In the driven region, part A of 

Figure 2-48,

 the 

TAF acts behind the axis of rotation, resulting in an overall 
drag force. The driven region produces some lift, but that lift 
is offset by drag. The overall result is a deceleration in the 
rotation of the blade. The size of this region varies with the 
blade pitch, rate of descent, and rotor rpm. When changing 
autorotative rpm blade pitch, or rate of descent, the size of 
the driven region in relation to the other regions also changes.

There are two points of equilibrium on the blade—one 
between the driven region and the driving region, and one 
between the driving region and the stall region. At points of 
equilibrium, TAF is aligned with the axis of rotation. Lift 
and drag are produced, but the total effect produces neither 
acceleration nor deceleration.

The driving region, or autorotative region, normally lies 
between 25 to 70 percent of the blade radius. Part C of 

Figure 2-48

 shows the driving region of the blade, which 

produces the forces needed to turn the blades during 
autorotation. Total aerodynamic force in the driving region is 
inclined slightly forward of the axis of rotation, producing a 
continual acceleration force. This inclination supplies thrust, 
which tends to accelerate the rotation of the blade. Driving 
region size varies with blade pitch setting, rate of descent, 
and rotor rpm.

By controlling the size of this region, a pilot can adjust 
autorotative rpm. For example, if the collective pitch is raised, 
the pitch angle increases in all regions. This causes the point 
of equilibrium to move inboard along the blade’s span, thus 
increasing the size of the driven region. The stall region also 
becomes larger while the driving region becomes smaller. 
Reducing the size of the driving region causes the acceleration 
force of the driving region and rpm to decrease. A constant 
rotor rpm is achieved by adjusting the collective pitch so blade 
acceleration forces from the driving region are balanced with 
the deceleration forces from the driven and stall regions.

The inner 25 percent of the rotor blade is referred to as the 
stall region and operates above its maximum AOA (stall 
angle), causing drag, which tends to slow rotation of the 
blade. Part E of 

Figure 2-48

 depicts the stall region.

Autorotation (Forward Flight)

Autorotative force in forward flight is produced in exactly the 
same manner as when the helicopter is descending vertically 
in still air. However, because forward speed changes the 
inflow of air up through the rotor disk, all three regions move 
outboard along the blade span on the retreating side of the 
disk where AOA is larger. 

[Figure 2-49]

 With lower AOA 

on the advancing side blade, more of the blade falls in the 
driven region. On the retreating side, more of the blade is in 
the stall region. A small section near the root experiences a 
reversed flow; therefore, the size of the driven region on the 
retreating side is reduced.

Prior to landing from an autorotative descent (or autorotation), 
the pilot must flare the helicopter in order to decelerate. The 
pilot initiates the flare by applying aft cyclic. As the helicopter 
flares back, the airflow patterns change around the blades 
causing the rpm to increase. Pilots must adjust the collective 
as necessary to keep the rpm within operating limits.

Chapter Summary

This chapter introduced the basics of aerodynamic 
fundamentals and theory and how they relate to flying a 
helicopter. This chapter also explained how aerodynamics 
affect helicopter flight and how important it is for pilots to 
understand aerodynamic principles and be prepared to react 
to these effects. For additional information on aerodynamics, 
refer to the aerodynamics of flight portion of the Pilot’s 
Handbook of Aeronautical Knowledge.

2-27

Figure 2-48. 

Force vectors in vertical autorotation descent.

Inflow up through rotor

Resultant RW

Rotational

relative

wind

Chord line

Axis of rotation

Lift

TAF

Drag

B & D

Inflow

Lift

TAF

Drag

AOA

AOA

C

Inflow

AOA

Lift

TAF

Drag

E

Inflow

Lift TAF

Drag

AOA

(blade stall)

A

B

C

D

E

Driven region

Drag

Point of equilibrium

Point of equilibrium

Driving region

Stall region

Drag

Autorotative force

A Driven region

Equilibrium

Driving region

Stall region

Axis of rotation

Axis of rotation

Axis of rotation

2-28

  B

l

ad

ro

ta

ti

on

Bla

de

 ro

ta

tio

n

Stall r

egion

Driving region

Driven region

Advancing side

Retreating side

Direction of Flight

Figure 2-49. 

Blade regions in forward autorotation descent. 

3-1

Introduction

There are three major controls in a helicopter that the pilot 
must use during flight. They are the collective pitch control, 
the cyclic pitch control, and the antitorque pedals or tail rotor 
control. In addition to these major controls, the pilot must also 
use the throttle control, which is usually mounted directly 
to the collective pitch control in order to fly the helicopter. 

In this chapter, the control systems described are not limited 
to the single main rotor type helicopter but are employed 
in one form or another in most helicopter configurations. 
All examples in this chapter refer to a counterclockwise 
main rotor blade rotation as viewed from above. If flying a 
helicopter with a clockwise rotation, left and right references 
must be reversed, particularly in the areas of rotor blade pitch 
change, antitorque pedal movement, and tail rotor thrust.

Helicopter Flight Controls

Chapter 3

3-2

Figure 3-1.

 Raising the collective pitch control increases the pitch angle, or angle of incidence, by the same amount on all blades.

Collective Pitch Control

The collective pitch control (or simply “collective” or “thrust 
lever”) is located on the left side of the pilot’s seat and is 
operated with the left hand. The collective is used to make 
changes to the pitch angle of the main rotor blades and does 
this simultaneously, or collectively, as the name implies. As 
the collective pitch control is raised, there is a simultaneous 
and equal increase in pitch angle of all main rotor blades; 
as it is lowered, there is a simultaneous and equal decrease 
in pitch angle. This is done through a series of mechanical 
linkages and the amount of movement in the collective lever 
determines the amount of blade pitch change. 

[Figure 3-1]

 

An adjustable friction control helps prevent inadvertent 
collective pitch movement.

Changing the pitch angle on the blades changes the angle 
of incidence on each blade. With a change in angle of 
incidence comes a change in drag, which affects the speed 
or revolutions per minute (rpm) of the main rotor. As the 
pitch angle increases, angle of incidence increases, drag 
increases, and rotor rpm decreases. Decreasing pitch angle 
decreases both angle of incidence and drag, while rotor rpm 
increases. In order to maintain a constant rotor rpm, which 
is essential in helicopter operations, a proportionate change 
in power is required to compensate for the change in drag. 
This is accomplished with the throttle control or governor, 
which automatically adjusts engine power.

Throttle Control

The function of the throttle is to regulate engine rpm. If 
the correlator or governor system does not maintain the 
desired rpm when the collective is raised or lowered, or if 
those systems are not installed, the throttle must be moved 
manually with the twist grip in order to maintain rpm. In 
most helicopters, rotating the twist-grip throttle away from 
the pilot (counter-clockwise), increases engine rpm; rotating 
the twist-grip throttle towards the pilot (clockwise) decreases 
engine rpm. [Figure 3-2]

Governor/Correlator 

A governor is a sensing device that senses rotor and engine 
rpm and makes the necessary adjustments in order to keep 
rotor rpm constant. In normal operations, once the rotor 
rpm is set, the governor keeps the rpm constant, and there 
is no need to make any throttle adjustments. Governors are 
common on all turbine helicopters (as it is a function of the 
fuel control system of the turbine engine) and used on some 
piston powered helicopters.

A correlator is a mechanical connection between the 
collective lever and the engine throttle. When the collective 
lever is raised, power is automatically increased; when 
lowered, power is decreased. This system maintains rpm 
close to the desired value, but still requires adjustment of 
the throttle for fine tuning.

3-3

Twist grip throttle

Increasing the throttle increases 

manifold pressure and rpm

Lowering the collective pitch 

decreases manifold pressure 

and increases rpm

Raising the collective pitch 

increases manifold pressure and 

decreases rpm

Reducing the throttle decreases 

manifold pressure and rpm

Solution

and manifold

pressure is

if rpm is

HIGH

LOW

LOW

LOW

LOW

HIGH

HIGH

HIGH

Cyclic pitch control

Cyclic pitch control

Figure 3-2. 

A twist grip throttle is usually mounted on the end of 

the collective lever. The throttles on some turbine helicopters are 
mounted on the overhead panel or on the floor in the cockpit. 

Figure 3-4. 

The cyclic pitch control may be mounted vertically 

between the pilot’s knees or on a teetering bar from a single cyclic 
located in the center of the helicopter. The cyclic can pivot in all 
directions. 

Figure 3-3. 

Relationship between rpm, manifold pressure, collective, 

and throttle. 

Some helicopters do not have correlators or governors and 
require coordination of all collective and throttle movements. 
When the collective is raised, the throttle must be increased; 
when the collective is lowered, the throttle must be decreased. 
As with any aircraft control, large adjustments of either 
collective pitch or throttle should be avoided. All corrections 
should be made through the use of smooth pressure.

In piston helicopters, the collective pitch is the primary control 
for manifold pressure, and the throttle is the primary control 
for rpm. However, the collective pitch control also influences 
rpm, and the throttle also influences manifold pressure; 
therefore, each is considered to be a secondary control of the 
other’s function. Both the tachometer (rpm indicator) and 
the manifold pressure gauge must be analyzed to determine 
which control to use. 

Figure 3-3

 illustrates this relationship.

Cyclic Pitch Control

The cyclic pitch control (or simply “cyclic”) is usually 
projected upward from the cockpit floor, between the 
pilot’s legs or between the two pilot seats in some models. 

[Figure 3-4] 

This primary flight control allows the pilot to fly 

the helicopter in any direction of travel: forward, rearward, 
left, and right. As discussed in Chapter 2, Aerodynamics 
of Flight, the total lift force is always perpendicular to the 
tip-path plane of the main rotor. The purpose of the cyclic 
pitch control is to tilt the tip-path plane in the direction of 
the desired horizontal direction. The cyclic controls the 
rotor disk tilt versus the horizon, which directs the rotor disk 
thrust to enable the pilot to control the direction of travel of 
the helicopter.

The rotor disk tilts in the same direction the cyclic pitch control 
is moved. If the cyclic is moved forward, the rotor disk tilts 
forward; if the cyclic is moved aft, the disk tilts aft, and so on. 
Because the rotor disk acts like a gyro, the mechanical linkages 
for the cyclic control rods are rigged in such a way that they 

3-4

Figure 3-5. 

Antitorque pedals compensate for changes in torque 

and control heading in a hover.

decrease the pitch angle of the rotor blade approximately 
90° before it reaches the direction of cyclic displacement 
and increase the pitch angle of the rotor blade approximately 
90° after it passes the direction of displacement. An increase 
in pitch angle increases AOA; a decrease in pitch angle 
decreases AOA. For example, if the cyclic is moved forward, 
the AOA decreases as the rotor blade passes the right side of 
the helicopter and increases on the left side. This results in 
maximum downward deflection of the rotor blade in front 
of the helicopter and maximum upward deflection behind it, 
causing the rotor disk to tilt forward.

Antitorque Pedals

The antitorque pedals, located on the cabin floor by the pilot’s 
feet, control the pitch and therefore the thrust of the tail rotor 
blades or other antitorque system. See Chapter 5, Helicopter 
Components, Sections, and Systems, for a discussion on 
these other systems. 

[Figure 3-5]

 Newton’s Third Law was 

discussed in Chapter 2, General Aerodynamics, stating that 
for every action there is an equal and opposite reaction. 
This law applies to the helicopter fuselage and its rotation 
in the opposite direction of the main rotor blades unless 
counteracted and controlled. To make flight possible and 
to compensate for this torque, most helicopter designs 
incorporate an antitorque rotor or tail rotor. The antitorque 
pedals allow the pilot to control the pitch angle of the tail 
rotor blades, which in forward flight puts the helicopter in 
longitudinal trim and, while at a hover, enables the pilot to 
turn the helicopter 360°. The antitorque pedals are connected 
to the pitch change mechanism on the tail rotor gearbox and 
allow the pitch angle on the tail rotor blades to be increased 
or decreased.

Heading Control

The tail rotor is used to control the heading of the helicopter 
while hovering or when making hovering turns, as well as 
counteracting the torque of the main rotor. Hovering turns 
are commonly referred to as “pedal turns.”

At speeds above translational lift, the pedals are used to 
compensate for torque to put the helicopter in longitudinal 
trim, so that coordinated flight can be maintained. The cyclic 
control is used to change heading by making a turn to the 
desired direction.

The thrust of the tail rotor depends on the pitch angle of the 
tail rotor blades. This pitch angle can be positive, negative, 
or zero. A positive pitch angle tends to move the tail to the 
right. A negative pitch angle moves the tail to the left, while 
no thrust is produced with a zero pitch angle. The maximum 
positive pitch angle of the tail rotor is generally greater than 
the maximum negative pitch angle available. This is because 
the primary purpose of the tail rotor is to counteract the torque 
of the main rotor. The capability for tail rotors to produce 
thrust to the left (negative pitch angle) is necessary, because 
during autorotation the drag of the transmission tends to yaw 
the nose to the left, or in the same direction the main rotor 
is turning.

From the neutral position, applying right pedal causes the 
nose of the helicopter to yaw right and the tail to swing to 
the left. Pressing on the left pedal has the opposite effect: 
the nose of the helicopter yaws to the left and the tail swings 
right. 

[Figure 3-6]

With the antitorque pedals in the neutral position, the tail rotor 
has a medium positive pitch angle. In medium positive pitch, 
the tail rotor thrust approximately equals the torque of the 
main rotor during cruise flight, so the helicopter maintains 
a constant heading in level flight.

A vertical fin or stabilizer is used in many single-rotor 
helicopters to help aid in heading control. The fin is designed 
to optimize directional stability in flight with a zero tail rotor 
thrust setting. The size of the fin is crucial to this design. If 
the surface is too large, the tail rotor thrust may be blocked. 
Heading control would be more difficult at slower airspeeds 
and at a hover and the vertical fin would then weathervane. 

Helicopters that are designed with tandem rotors do not have 
an antitorque rotor. The helicopter is designed with both 
rotor systems rotating in opposite directions to counteract the 
torque rather than a tail rotor. Directional antitorque pedals 

3-5

T

ai

l m

o

v

e

s

T

a

il m

ov

es

Negative or Low Positive Pitch

Medium Positive Pitch

High Positive Pitch

Figure 3-6. 

Tail rotor pitch angle and thrust in relation to pedal positions during cruising flight. 

are used for directional control of the aircraft while in flight, 
as well as while taxiing with the forward gear off the ground. 

In intermeshing rotor systems, which are a set of two rotors 
turning in opposite directions with each rotor mast mounted 
on the helicopter with a slight angle to the other so that 
the blades intermesh without colliding, and a coaxial rotor 
systems, which are a pair of rotors mounted one above the 
other on the same shaft and turning in opposite directions, the 
heading pedals control the heading of the helicopter while at 
a hover by imbalancing torque between the rotors, allowing 
for the torque to turn the helicopter.
  

Chapter Summary

This chapter introduced the pilot to the major flight controls 
and how they work in relation to each other. The chapter also 
correlates the use of flight controls and aerodynamics and 
how the two work together to make flight possible. 

3-6

4-1

Introduction

This chapter discusses the components, sections, and systems 
found on most modern helicopters. Helicopters come in a 
variety of sizes and shapes, but most share the same major 
components. The chapter introduces the major components/
sections of the helicopter and the systems that correlate 
with each. Knowing how the components and systems 
work on the helicopter enables the pilot to more easily 
recognize malfunctions and possible emergency situations. 
Understanding the relationship of these systems allows the 
pilot to make an informed decision and take the appropriate 
corrective action should a problem arise.

Airframe

The airframe, or fundamental structure, of a helicopter can be 
made of either metal, wood, or composite materials, or some 
combination of the two. Typically, a composite component 
consists of many layers of fiber-impregnated resins, bonded 
to form a smooth panel. Tubular and sheet metal substructures 
are usually made of aluminum, though stainless steel or 
titanium are sometimes used in areas subject to higher 
stress or heat. Airframe design encompasses engineering, 
aerodynamics, materials technology, and manufacturing 
methods to achieve favorable balances of performance, 
reliability, and cost. 

[Figure 4-1]

Helicopter Components, 

Sections, and Systems

Chapter 4

4-2

Main rotor system

Landing gear

Tail rotor system

Airframe

Fuselage

Transmission

Powerplant

Figure 4-1. 

The major components of a helicopter are the airframe, fuselage, landing gear, powerplant, transmission, main rotor 

system,and tail rotor system. 

Fuselage

The fuselage, the outer core of the airframe, is an aircraft’s 
main body section that houses the cabin that holds the crew, 
passengers, and cargo. Helicopter cabins have a variety of 
seating arrangements. Most have the pilot seated on the right 
side, although there are some with the pilot seated on the 
left side or center. The fuselage also houses the engine, the 
transmission, avionics, flight controls, and the powerplant. 

[Figure 4-1] 

Main Rotor System

The rotor system is the rotating part of a helicopter which 
generates lift. The rotor consists of a mast, hub, and rotor 
blades. The mast is a hollow cylindrical metal shaft which 
extends upwards from and is driven and sometimes supported 
by the transmission. At the top of the mast is the attachment 
point for the rotor blades called the hub. The rotor blades are 
then attached to the hub by any number of different methods. 
Main rotor systems are classified according to how the main 
rotor blades are attached and move relative to the main rotor 
hub. There are three basic classifications: semirigid, rigid, 
or fully articulated. Some modern rotor systems, such as the 
bearingless rotor system, use an engineered combination of 
these types.

 

Semirigid Rotor System

A semirigid rotor system is usually composed of two blades 
that are rigidly mounted to the main rotor hub. The main rotor 
hub is free to tilt with respect to the main rotor shaft on what 
is known as a teetering or flapping hinge. This allows the 
blades to flap together as a unit. As one blade flaps up, the 
other flaps down. Since there is no vertical drag hinge, lead/
lag forces are absorbed and mitigated by blade bending. The 
semirigid rotor is also capable of feathering, which means that 
the pitch angle of the blade changes. This is made possible 
by the feathering hinge. 

[Figure 4-2]

If the semirigid rotor system is an underslung rotor, the center 
of gravity (CG) is below where it is attached to the mast. This 
underslung mounting is designed to align the blade’s center 
of mass with a common flapping hinge so that both blades’ 
centers of mass vary equally in distance from the center of 
rotation during flapping. The rotational speed of the system

 

tends to change, but this is restrained by the inertia of the 
engine and flexibility of the drive system. Only a moderate 
amount of stiffening at the blade root is necessary to handle 
this restriction. Simply put, underslinging effectively 
eliminates geometric imbalance. 

[Figure 4-3]

4-3

Static stops

Pitch horn

Main rotor mast

Feathering hinge

Teetering hinge

Figure 4-2. 

The teetering hinge allows the main rotor hub to tilt, and 

the feathering hinge enables the pitch angle of the blades to change. 

Center of gravity

Center of gravity

Mast axis

Figure 4-3. 

With an underslung rotor, the center of gravity (CG) remains in the same approximate location relative to the mast before 

and after rotor tilt.

The underslung rotor system mitigates the lead/lag forces by 
mounting the blades slightly lower than the usual plane of 
rotation, so the lead/lag forces are minimized. As the blades 
cone upward, the center of pressures of the blades are almost 
in the same plane as the hub. Whatever stresses are remaining 
bend the blades for compliance.

Helicopters with semirigid rotors are vulnerable to a 
condition known as mast bumping which can cause the rotor 
flap stops to shear the mast. The mechanical design of the 

semirigid rotor system dictates downward flapping of the 
blades must have some physical limit. Mast bumping is the 
result of excessive rotor flapping. Each rotor system design 
has a maximum flapping angle. If flapping exceeds the design 
value, the static stop will contact the mast. The static stop is 
a component of the main rotor providing limited movement 
of strap fittings and a contoured surface between the mast 
and hub. It is the violent contact between the static stop and 
the mast during flight that causes mast damage or separation. 
This contact must be avoided at all costs.

Mast bumping is directly related to how much the blade 
system flaps. In straight and level flight, blade flapping is 
minimal, perhaps 2° under usual flight conditions. Flapping 
angles increase slightly with high forward speeds, at low 
rotor rpm, at high-density altitudes, at high gross weights, and 
when encountering turbulence. Maneuvering the aircraft in a 
sideslip or during low-speed flight at extreme CG positions 
can induce larger flapping angles.

Rigid Rotor System

The rigid rotor system shown in 

Figure 4-4

 is mechanically 

simple, but structurally complex because operating loads 
must be absorbed in bending rather than through hinges. In 
this system, the blade roots are rigidly attached to the rotor 
hub. Rigid rotor systems tend to behave like fully articulated 
systems through aerodynamics, but lack flapping or lead/
lag hinges. Instead, the blades accommodate these motions 
by bending. They cannot flap or lead/lag, but they can be 
feathered. As advancements in helicopter aerodynamics 

4-4

Good control 

response

Simple, easy to 

hangar due to two 

blades

Simple design, 

crisp response

High aerodynamic 

drag. 

More complex, 

greater cost.

Reaction to control 

input not as quick 

as articulated head.

Vibration can be 

higher than 

multi-

bladed articulated

 

systems.

Higher vibration than

articulated rotor.

Disadvantages

System Type

Advantages

Articulated

Semirigid 

(Teetering, 

Underslung, or 

See-Saw)

Rigid

Figure 4-5. 

Differences in handling between the types of rotor 

systems. 

Main rotor blades

Main rotor hub

Blade pitch horns

Main rotor blades

Main rotor mast

Pitch change links

Figure 4-4. 

Four-blade hingeless (rigid) main rotor. Rotor blades are comprised of glass fiber reinforced material. The hub is a single 

piece of forged rigid titanium.

and materials continue to improve, rigid rotor systems may 
become more common because the system is fundamentally 
easier to design and offers the best properties of both 
semirigid and fully articulated systems.

The rigid rotor system is very responsive and is usually 
not susceptible to mast bumping like the semirigid systems 
because the rotor hubs are mounted solid to the main rotor 
mast. This allows the rotor and fuselage to move together 
as one entity and eliminates much of the oscillation usually 
present in the other rotor systems. Other advantages of the rigid 
rotor include a reduction in the weight and drag of the rotor 
hub and a larger flapping arm, which significantly reduces 
control inputs. Without the complex hinges, the rotor system 
becomes much more reliable and easier to maintain than the 
other rotor configurations. A disadvantage of this system is 
the quality of ride in turbulent or gusty air. Because there are 
no hinges to help absorb the larger loads, vibrations are felt 
in the cabin much more than with other rotor head designs.

There are several variations of the basic three rotor head 
designs. The bearingless rotor system is closely related to 
the articulated rotor system but has no bearings or hinges. 
This design relies on the structure of blades and hub to absorb 
stresses. The main difference between the rigid rotor system 
and the bearingless system is that the bearingless system has 
no feathering bearing—the material inside the cuff is twisted 

by the action of the pitch change arm. Nearly all bearingless 
rotor hubs are made of fiber-composite materials. The 
differences in handling between the types of rotor system 
are summarized in 

Figure 4-5

.

Fully Articulated Rotor System

Fully articulated rotor systems allow each blade to lead/lag 
(move back and forth in plane), flap (move up and down 
about an inboard mounted hinge) independent of the other 
blades, and feather (rotate about the pitch axis to change lift). 

[Figures 4-6 

and

 4-7] 

Each of these blade motions is related  

4-5

Rotor blade

Lagging position

Leading position

Rotor hub

Center of rotation

Lead/lag hinge

(Vertical hinge)

Pure Radial Position

Lead/lag or drag hinge

Lagging position

Leading position

Figure 4-6. 

Lead/lag hinge allows the rotor blade to move back 

and forth in plane. 

Figure 4-7. 

Fully articulated flapping hub.

Figure 4-8. 

Fully articulated rotor blade with flapping hinge.

to the others. Fully articulated rotor systems are found on 
helicopters with more than two main rotor blades.

As the rotor spins, each blade responds to inputs from the 
control system to enable aircraft control. The center of lift 
on the whole rotor system moves in response to these inputs 
to effect pitch, roll, and upward motion. The magnitude of 
this lift force is based on the collective input, which changes 
pitch on all blades in the same direction at the same time. The 
location of this lift force is based on the pitch and roll inputs 
from the pilot. Therefore, the feathering angle of each blade 
(proportional to its own lifting force) changes as it rotates 
with the rotor, hence the name “cyclic control.”

As the lift on a given blade increases, it tends to flap upwards. 
The flapping hinge for the blade permits this motion and is 
balanced by the centrifugal force of the weight of the blade, 
which tries to keep it in the horizontal plane. 

[Figure 4-8]

 

Either way, some motion must be accommodated. The 
centrifugal force is nominally constant; however, the flapping 
force is affected by the severity of the maneuver (rate of 
climb, forward speed, aircraft gross weight). As the blade 
flaps, its CG changes. This changes the local moment of 
inertia of the blade with respect to the rotor system and it 
speeds up or slows down with respect to the rest of the blades 
and the whole rotor system. This is accommodated by the 
lead/lag or drag hinge, shown in 

Figure 4-9,

 and is easier to 

visualize with the classical ‘ice skater doing a spin’ image. 
As the skater moves her arms in, she spins faster because her

 

inertia changes but her total energy remains constant (neglect 
friction for purposes of this explanation). Conversely, as 
her arms extend, her spin slows. This is also known as the 
conservation of angular momentum. An in-plane damper 
typically moderates lead/lag motion. 

Following a single blade through a single rotation beginning 
at some neutral position, as load increases from increased 
feathering, it flaps up and leads forward. As it continues 

4-6

Figure 4-10. 

Tandem rotor heads.

Pitch horn

Pitch change axis (feathering)

Drag hinge

Flapping hinge

Damper

Figure 4-9.

 Drag hinge. 

around, it flaps down and lags backward. At the lowest 
point of load, it is at its lowest flap angle and also at its most 
‘rearward’ lag position. Because the rotor is a large, rotating 
mass, it behaves somewhat like a gyroscope. The effect of 
this is that a control input is usually realized on the attached 
body at a position 90° prior to the control input displacement 
in the axis of rotation. This is accounted for by the designers 
through placement of the control input to the rotor system 
so that a forward input of the cyclic control stick results in a 
nominally forward motion of the aircraft. The effect is made 
transparent to the pilot.

Older hinge designs relied on conventional metal bearings. By 
basic geometry, this precludes a coincident flapping and lead/
lag hinge and is cause for recurring maintenance. Newer rotor 
systems use elastomeric bearings, arrangements of rubber 
and steel that can permit motion in two axes. Besides solving 
some of the above-mentioned kinematic issues, these bearings 
are usually in compression, can be readily inspected, and 
eliminate the maintenance associated with metallic bearings.

Elastomeric bearings are naturally fail-safe, and their wear 
is gradual and visible. The metal-to-metal contact of older 
bearings and the need for lubrication is eliminated in this design.

Tandem Rotor

Tandem rotor (sometimes referred to as dual rotor) 
helicopters have two large horizontal rotor assemblies; a twin 
rotor system, instead of one main assembly, and a smaller 
tail rotor. 

[Figure 4-10]

 Single rotor helicopters need an 

anti-torque system to neutralize the twisting momentum 
produced by the single large rotor. Tandem rotor helicopters, 
however, use counter-rotating rotors, with each canceling 

out the other’s torque. Counter-rotating rotor blades will not 
collide with and destroy each other if they flex into the other 
rotor’s pathway. This configuration also has the advantage 
of being able to hold more weight with shorter blades, since 
there are two sets. Also, all of the power from the engines can 
be used for lift, whereas a single rotor helicopter uses power 
to counter the torque.

Coaxial Rotors

A coaxial rotor system is a pair of rotors mounted on the same 
shaft but turning in opposite directions. This design eliminates 
the need for a tail rotor or other antitorque mechanisms, and 
since the blades turn in opposite directions, the effects of 
dissymmetry of lift are avoided. The main disadvantage 
of coaxial rotors is the increased mechanical complexity 
of the rotor system. Numerous Russian helicopters, such 
as the Kaman Ka-31 and Ka-50, along with the Sikorsky 
experimental X2 use a coaxial rotor design.

Intermeshing Rotors

An intermeshing rotor system is a set of two rotors turning 
in the opposite directions with each rotor mast mounted on 
the helicopter with a slight angle, so the blades intermesh 
without colliding. This design also eliminates the need for an 
antitorque system, which provides more engine power for lift. 
However, neither rotor lifts directly vertical which reduces 
each rotor’s efficiency. The Kaman HH-43, which was used 
by the USAF in a firefighting role and the Kaman K-MAX 
are examples of an intermeshing rotor systems.

Swash Plate Assembly

The purpose of the swash plate is to convert stationary 
control inputs from the pilot into rotating inputs which can be 
connected to the rotor blades or control surfaces. It consists 
of two main parts: stationary swash plate and rotating swash 
plate

. [Figure 4-11]

4-7

  

B

l

a

de

 r

o

t

ation

 Blade rot

a

t

i

on

Tail rotor thrust

to compensate

for torque

To

r

que

T

or

q

u

e

Rotating swash plate

Control rod

Stationary swash plate

Pitch link

Drive link

Inner and outer parts turning at same rpm

Outer turning much faster than inner

Figure 4-11. 

Stationary and rotating swash plate.

Figure 4-13. 

Antitorque rotor produces thrust to oppose torque. 

Figure 4-12. 

Freewheeling unit in normal drive position and 

freewheeling position. Note that in the top example, the engine 
output shaft (inner part) drives the rotor shaft (outer part) at the 
same speed (normal flight). In the bottom example, the rotor shaft 
(outer part) breaks free under autorotation, as it turns faster than 
the driver shaft (inner part).

changes, or to make heading changes while hovering. Most 
helicopters drive the tail rotor shaft from the transmission 
to ensure tail rotor rotation (and hence control) in the event 
that the engine quits. Usually, negative antitorque thrust is 
needed in autorotations to overcome transmission friction.

The stationary swash plate is mounted around the main rotor 
mast and connected to the cyclic and collective controls by a 
series of pushrods. It is restrained from rotating by an anti-
drive link but can tilt in all directions and move vertically. 
The rotating swash plate is mounted to the stationary swash 
plate by means of a uniball sleeve. It is connected to the mast 
by drive links and must rotate in constant relationship with 
the main rotor mast. Both swash plates tilt and slide up and 
down as one unit. The rotating swash plate is connected to 
the pitch horns by the pitch links.

Freewheeling Unit

Since lift in a helicopter is provided by rotating airfoils, 
these airfoils must be free to rotate if the engine fails. The 
freewheeling unit automatically disengages the engine from 
the main rotor when engine revolutions per minute (rpm) 
is less than main rotor rpm. 

[Figure 4-12]

 This allows the 

main rotor and tail rotor to continue turning at normal in-
flight speeds. The most common freewheeling unit assembly 
consists of a one-way sprag clutch located between the engine 
and main rotor transmission. This is usually in the upper 
pulley in a piston helicopter or mounted on the accessory 
gearbox in a turbine helicopter. When the engine is driving 
the rotor, inclined surfaces in the sprag clutch force rollers 
against an outer drum. This prevents the engine from  
exceeding transmission rpm. If the engine fails, the rollers 
move inward, allowing the outer drum to exceed the speed 
of the inner portion. The transmission can then exceed the 
speed of the engine. In this condition, engine speed is less 
than that of the drive system, and the helicopter is in an 
autorotative state.

Antitorque System

Helicopters with a single, main rotor system require a 
separate antitorque system. This is most often accomplished 
through a variable pitch, antitorque rotor or tail rotor. 

[Figure 4-13] 

Pilots vary the thrust of the antitorque system to 

maintain directional control whenever the main rotor torque 

4-8

Air jet

Downwash

Lift

Rotating nozzle

Main rotor wake

Air intake

Figure 4-15. 

While in a hover, Coanda effect supplies approximately 

two-thirds of the lift necessary to maintain directional control. 
The rest is created by directing the thrust from the controllable 
rotating nozzle. 

Figure 4-14. 

Fenestron or “fan-in-tail” antitorque system. This design 

provides an improved margin of safety during ground operations. 

Fenestron

Another form of antitorque system is the Fenestron or “fan-
in-tail” design. This system uses a series of rotating blades 
shrouded within a vertical tail. Because the blades are located 
within a circular duct, they are less likely to come into contact 
with people or objects.

 [Figure 4-14]

NOTAR

®

Using the natural characteristics of helicopter aerodynamics, 
the NOTAR

®

 antitorque system provides safe, quiet, 

responsive, foreign object damage (FOD) resistant directional 
control. The enclosed variable-pitch composite blade fan 
produces a low pressure, high volume of ambient air to 
pressurize the composite tailboom. The air is expelled 
through two slots which run the length of the tailboom on the 
right side, causing a boundary-layer control called the Coanda 
effect. The result is that the tailboom becomes a “wing,”  
flying in the downwash of the rotor system, producing up to 
60 percent of the antitorque required in a hover. The balance 
of the directional control is accomplished by a rotating direct 
jet thruster. In forward flight, the vertical stabilizers provide 
the majority of the antitorque; however, directional control 
remains a function of the direct jet thruster. The NOTAR

®

 

antitorque system eliminates some of the mechanical 
disadvantages of a tail rotor, including long drive shafts, 
hanger bearings, intermediate gearboxes and 90° gearboxes. 

[Figure 4-15] 

Antitorque Drive Systems

The antitorque drive system consists of an antitorque drive 
shaft and a antitorque gearbox mounted at the end of the tail 
boom. The drive shaft may consist of one long shaft or a 
series of shorter shafts connected at both ends with flexible 
couplings. This allows the drive shaft to flex with the tail 
boom. The tail rotor gearbox provides a right-angle drive 
for the tail rotor and may also include gearing to adjust the 

output to optimum tail rotor rpm. 

[Figure 4-16] 

Tail rotors 

may also have an intermediate gearbox to turn the power up 
a pylon or vertical fin.

Engines

Reciprocating Engines

Reciprocating engines, also called piston engines, are 
generally used in smaller helicopters. Most training 
helicopters use reciprocating engines because they are 
relatively simple and inexpensive to operate. Refer to the 
Pilot’s Handbook of Aeronautical Knowledge for a detailed 
explanation and illustrations of the piston engine.

Turbine Engines

Turbine engines are more powerful and are used in a wide 
variety of helicopters. They produce a tremendous amount 
of power for their size but are generally more expensive 
to operate. The turbine engine used in helicopters operates 
differently from those used in airplane applications. In most 
applications, the exhaust outlets simply release expended 
gases and do not contribute to the forward motion of the 
helicopter. Approximately 75 percent of the incoming airflow 
is used to cool the engine.

The gas turbine engine mounted on most helicopters is 
made up of a compressor, combustion chamber, turbine, 
and accessory gearbox assembly. The compressor draws 
filtered air into the plenum chamber and compresses it. 
Common type filters are centrifugal swirl tubes where debris 
is ejected outward and blown overboard prior to entering 
the compressor, or engine barrier filters (EBF), similar to 
the K&N filter element used in automotive applications. 

4-9

Output Shaft

Air inlet

Centrifugal Compression Section

Turbine Section

Combustion Section

Gearbox

Section

Inlet air
Compressor discharge air
Combustion gases
Exhaust gases

Combustion liner

Exhaust air outlet

Compressor rotor

Fuel nozzle

Igniter plug

N1 Rotor

N2 Rotor

Stator

Gear

Main rotor gearbox

Drive belts

Input drives sun wheel

Tail rotor drive shaft

Power and accessory gearbox

Main drive shaft with freewheeling unit

Tail rotor gearbox

Tail rotor

Engine

Figure 4-16. 

The tail rotor driveshaft is connected to both the main transmission and the tail rotor transmission. 

Figure 4-17. 

Many helicopters use a turboshaft engine as shown above to drive the main transmission and rotor systems. The main 

difference between a turboshaft and a turbojet engine is that most of the energy produced by the expanding gases is used to drive a 
turbine rather than producing thrust through the expulsion of exhaust gases. 

Although this design significantly reduces the ingestion 
of foreign objects into the engine, it is important for pilots 
to be aware of how much debris is actually being filtered. 
Operating in the sand, dust, or even in grassy type materials 
can choke an engine in just minutes. The compressed air is 
directed to the combustion section through discharge tubes 
where atomized fuel is injected into it. The fuel/air mixture 
is ignited and allowed to expand. This combustion gas is then 
forced through a series of turbine wheels causing them to 
turn. These turbine wheels provide power to both the engine 
compressor and the accessory gearbox. Depending on model 
and manufacturer, the rpm can vary from 20,000 to 51,600.

Power is provided to the main rotor and tail rotor systems 
through the freewheeling unit which is attached to the 
accessory gearbox power output gear shaft. The combustion 
gas is finally expelled through an exhaust outlet. The 
temperature of gas is measured at different locations and is 
referenced differently by each manufacturer. Some common 
terms are inter-turbine temperature (ITT), exhaust gas 
temperature (EGT), measured gas temperature (MGT), or 
turbine outlet temperature (TOT). TOT is used throughout 
this discussion for simplicity. 

[Figure 4-17]

4-10

Compressor

The compressor may consist of an axial compressor, a 
centrifugal compressor, or combination of the two.

An axial compressor consists of two main elements: the rotor 
and the stator. The rotor consists of a number of blades fixed 
on a rotating spindle and resembles a fan. As the rotor turns, 
air is

 

drawn inward. Stator vanes are arranged in fixed rows 

between the rotor blades and act as a diffuser at each stage 
to decrease air velocity and increase air pressure. There may 
be a number of rows of rotor blades and stator vanes. Each 
row constitutes a pressure stage, and the number of stages 
depends on the amount of air and pressure rise required for 
the particular engine.

A centrifugal compressor consists of an impeller, diffuser, 
and a manifold. The impeller, which is a forged disc with 
integral blades, rotates at a high speed to draw air in and 
expel it at an accelerated rate. The air then passes through 
the diffuser, which slows the air down. When the velocity 
of the air is slowed, static pressure increases, resulting 
in compressed, high pressure air. The high-pressure air 
then passes through the compressor manifold where it is 
distributed to the combustion chamber via discharge tubes.

If the airflow through the compressor is disturbed, a 
condition called surge, or compressor stall, may take effect. 
This phenomenon is a periodic stalling of the compressor 
blades. When this occurs, the pressure at the compressor 
is reduced and the combustion pressure may cause reverse 
flow into the compressor output. As the airflow through 
the compressor is reduced, the air pressure then increases 
temporarily correcting the condition until it occurs again. 
This is felt throughout the airframe as vibrations and is 
accompanied by power loss and an increase in TOT as the 
fuel control adds fuel in an attempt to maintain power. This 
condition may be corrected by activating the bleed air system 
which vents excess pressure to the atmosphere and allows 
a larger volume of air to enter the compressor to unstall the 
compressor blades.

Combustion Chamber

Unlike a piston engine, the combustion in a turbine engine is 
continuous. An igniter plug serves only to ignite the fuel/air 
mixture when starting the engine. Once the fuel/air mixture 
is ignited, it continues to burn as long as the fuel/air mixture 
continues to be present. If there is an interruption of fuel, air, 
or both, combustion ceases. This is known as a “flameout,” 
and the engine must be restarted or re-lit. Some helicopters 
are equipped with auto-relight, which automatically activates 
the igniters to start combustion if the engine flames out.

Turbine

The two-stage turbine section consists of a series of turbine 
wheels that are used to drive the compressor section and 
other components attached to the accessory gearbox. Both 
stages may consist of one or more turbine wheels. The first 
stage is usually referred to as the gas producer (N1 or NG) 
while the second stage is commonly called the power turbine 
(N2 or NP). (The letter N is used to denote rotational speed.)

If the first and second stage turbines are mechanically 
coupled to each other, the system is said to be a fixed turbine 
(turboshaft). These engines share a common shaft, which 
means the first and second stage turbines, and thus the 
compressor and output shaft, are connected.

On most turbine assemblies used in helicopters, the first 
stage and second stage turbines are not mechanically 
connected to each other. Rather, they are mounted on 
independent shafts, one inside the other, and can turn 
freely with respect to each other. This is referred to as a 
“free turbine.” When a free turbine engine is running, the 
combustion gases pass through the first stage turbine (N1) 
to drive the compressor and other components, and then past 
the independent second stage turbine (N2), which turns the 
power and accessory gearbox to drive the output shaft, as 
well as other miscellaneous components.

Accessory Gearbox

The accessory gearbox of the engine houses all of the 
necessary gears to drive the numerous components of the 
helicopter. Power is provided to the accessory gearbox 
through the independent shafts connected to the N1 and 
N2 turbine wheels. The N1 stage drives the components 
necessary to complete the turbine cycle, making the engine 
self-sustaining. Common components driven by the N1 
stage are the compressor, oil pump, fuel pump, and starter/
generator. The N2 stage is dedicated to driving the main 
rotor and tail rotor drive systems and other accessories such 
as generators, alternators, and air conditioning. 

Transmission System

The transmission system transfers power from the engine to 
the main rotor, tail rotor, and other accessories during normal 
flight conditions. The main components of the transmission 
system are the main rotor transmission, tail rotor drive 
system, clutch, and freewheeling unit. The freewheeling unit 
or autorotative clutch allows the main rotor transmission to 
drive the tail rotor drive shaft during autorotation. In some 
helicopter designs, such as the Bell BH-206, the freewheeling 
unit is located in the accessory gearbox. Because it is part 
of the transmission system, the transmission lubricates it to 

4-11

110

100

90
80

70

60

50

110

100

90

80

70

60

50

E      R

% RPM

% RPM

NR

NP

120

110

105

100

95

90

80

70

60

40

0

RPM

X100

ROTOR

TURBINE

2

3

4

5

1

0

25

30

5

10

40

20

15

35

R

T

ROTOR

PEEVER   

TURBINEA

PERCENT

RPM

0

70

30

10

40

110

60

50

20

80

90

100

120

R

T

Figure 4-18. 

Various types of dual-needle tachometers. 

110

100

90

80

70

60

50

110

100

90

80

70

60

50

E      R

% RPM

Figure 4-19. 

A “split” or divided needle condition is a result of a 

sudden loss of engine power.

ensure free rotation. Helicopter transmissions are normally 
lubricated and cooled with their own oil supply. A sight gauge 
is provided to check the oil level. Some transmissions have 
chip detectors located in the sump, to detect loose pieces of 
metal. These detectors are wired to warning lights located 
on the pilot’s instrument panel that illuminate in the event 
of an internal problem. Some chip detectors on modern 
helicopters have a “burn off” capability and attempt to correct 
the situation without pilot action. If the problem cannot be 
corrected on its own, the pilot must refer to the emergency 
procedures for that particular helicopter. 

Main Rotor Transmission

The primary purpose of the main rotor transmission is 
to reduce engine output rpm to optimum rotor rpm. This 
reduction is different for the various helicopters. As an 
example, suppose the engine rpm of a specific helicopter 
is 2,700. A rotor speed of 450 rpm would require a 6:1 
reduction. A 9:1 reduction would mean the rotor would turn 
at 300 rpm. 

Dual Tachometers

Most helicopters use a dual-needle tachometer or a vertical 
scale instrument to show both engine and rotor rpm or a 
percentage of engine and rotor rpm. The rotor rpm indicator is 
used during clutch engagement to monitor rotor acceleration, 
and in autorotation to maintain rpm within prescribed limits. 
It is vital to understand that rotor rpm is paramount, and that 
engine rpm is secondary. If the rotor tachometer fails, rotor 
rpm can still be determined indirectly by the engine rpm 
during powered flight, because the engine drives the rotor at 
a fixed, one-to-one ratio (by virtue of the sprag clutch). There 
have been many accidents where the pilot responded to the 
rotor rpm tachometer failure and entered into autorotation 
while the engine was still operating.

Look closer at the markings on the gauges in 

Figure 4-18. 

All 

gauges shown are dual tachometer gauges. The two on the 
left have two needles each, one marked with the letter ‘T’ 
(turbine) the other marked with the letter ‘R’ (rotor). The 
lower left gauge shows two arced areas within the same 
needle location. In this case, both needles should be nearly 
together or superimposed during normal operation. Note the 
top left gauge shows two numerical arcs. The outer arc, with 
larger numbers, applies one set of values to engine rpm. The 
inner arc, or smaller numbers, represents a separate set of 
values for rotor rpm. Normal operating limits are shown when 
the needles are married or appear superimposed. The top 
right gauge shows independent needles, focused toward the 
middle of the gauge, with colored limitation areas respective 
to the needle head. The left side represents engine operational 
parameters; the right, rotor operational parameters.

In normal conditions when the rotor is coupled to the engine, 
both needles move together in the same direction. However, 
with a sudden loss in engine power the needles “split” 
showing that the engine and rotor are no longer coupled as 
the clutch has disconnected. 

[Figure 4-19]

Many newer aircraft have what is referred to as a glass 
cockpit, meaning the instrumentation is digital and displayed 

4-12

Upper pulley

V-Belts

Lower pulley

Figure 4-21. 

Idler or manual clutch. 

Gearbox

Main transmission

To engine

Main rotor

Antitorque rotor

Figure 4-20.

 

The main rotor transmission reduces engine output 

rpm to optimum rotor rpm. 

to the pilot on digital screens and vertical scale instruments. 
The bottom right gauge in 

Figure 4-18

 replicates a vertical 

scale instrument. The dual tachometer shown displays rotor 
rpm (NR) on the left and engine rpm (NP) on the right side 
of the vertical scale. Corresponding color limits are present 
for each component parameter.
 

Structural Design

In helicopters with horizontally mounted engines, another 
purpose of the main rotor transmission is to change the 
axis of rotation from the horizontal axis of the engine to the 
vertical axis of the rotor shaft.

 [Figure 4-20] 

This differs 

from airplanes, which have their propellers mounted directly 
to the crankshaft or to a shaft that is geared to the crankshaft.

Maintaining main rotor rpm is essential for adequate lift. 
RPM within normal limits produces adequate lift for normal 
maneuvering. Therefore, it is imperative not only to know 
the location of the tachometers, but also to understand the 
information they provide. If rotor rpm is allowed to go below 
normal limits, the outcome could be catastrophic. 

Clutch

In a conventional airplane, the engine and propeller are 
permanently connected. However, in a helicopter they are 
not. Because of the greater weight of a rotor in relation to the 
power of the engine, as compared to the weight of a propeller 
and the power in an airplane, the rotor must be disconnected 
from the engine when the starter is engaged. A clutch allows 
the engine to be started and then gradually pick up the load 
of the rotor.

Freewheeling turbine engines do not require a separate clutch 
since the air coupling between the gas producer turbine and 
the power (takeoff) turbine functions as an air clutch for 
starting purposes. When the engine is started, there is little 
resistance from the power turbine. This enables the gas-
producer turbine to accelerate to normal idle speed without 
the load of the transmission and rotor system dragging it 
down. As the gas pressure increases through the power 
turbine, the rotor blades begin to turn, slowly at first and then 
gradually accelerate to normal operating rpm.

On reciprocating and fixed turbine engines, a clutch is 
required to enable engine start. Air, or windmilling starts, 
are not possible. The two main types of clutches are the 
centrifugal clutch and the idler or manual clutch.

How the clutch engages the main rotor system during engine 
start differs between helicopter design. Piston-powered 
helicopters have a means of engaging the clutch manually 
just as a manual clutch in an automobile. This may be by 
means of an electric motor that positions a pulley when the 
engine is at the proper operating condition (oil temperature 
and pressure in the appropriate range), but which is controlled 
by a cockpit mounted switch.

Belt Drive Clutch

Some helicopters utilize a belt drive to transmit power from 
the engine to the transmission. A belt drive consists of a lower 
pulley attached to the engine, an upper pulley attached to the 
transmission input shaft, a belt or a set of V-belts, and some 
means of applying tension to the belts. The belts fit loosely 
over the upper and lower pulley when there is no tension on 
the belts. 

[Figure 4-21]

4-13

Fuel quantity

Fuel tank

FUEL SHOT OFF

LOW FUEL LEVEL

WARNING LIGHT

MIX

PULL LEAN

Carburetor

Throttle

Shut-off valve

Fuel strainer

Primer

Primer nozzle at cylinder

Figure 4-22. 

A typical gravity feed fuel system, in a helicopter with 

a reciprocating engine, contains the components shown here. 

Some aircraft utilize a clutch for starting. This allows the 
engine to be started without requiring power to turn the 
transmission. One advantage this concept has is that without 
a load on the engine starting may be accomplished with 
minimal throttle application. However, caution should also 
be used during starting, since rapid or large throttle inputs 
may cause overspeeds. 

Once the engine is running, tension on the belts is gradually 
increased. When the rotor and engine tachometer needles are 
superimposed, the rotor and the engine are synchronized, and 
the clutch is then fully engaged. Advantages of this system 
include vibration isolation, simple maintenance. When the 
clutch is not engaged, engines are very easy to overspeed, 
resulting in costly inspections and maintenance. Power, or 
throttle control, is very important in this phase of engine 
operation.

Centrifugal Clutch

A centrifugal clutch is made up of an inner assembly and 
an outer drum. The inner assembly, which is connected to 
the engine driveshaft, consists of shoes lined with material 
similar to automotive brake linings. At low engine speeds, 
springs hold the shoes in, so there is no contact with the outer 
drum, which is attached to the transmission input shaft. As 
engine speed increases, centrifugal force causes the clutch 
shoes to move outward and begin sliding against the outer 
drum. The transmission input shaft begins to rotate, causing 
the rotor to turn slowly at first, but increasing as the friction 
increases between the clutch shoes and transmission drum. 

As rotor speed increases, the rotor tachometer needle shows 
an increase by moving toward the engine tachometer needle. 
When the two needles are superimposed (in the case of a 
coaxial-type gage), the engine and the rotor are synchronized, 
indicating the clutch is fully engaged and there is no further 
slippage of the clutch shoes.

The turbine engine engages the clutch through centrifugal 
force, as stated above. Unless a rotor brake is used to 
separate the automatic engagement of the main driveshaft and 
subsequently the main rotor, the drive shaft turns at the same 
time as the engine and the inner drum of the freewheeling unit 
engages gradually to turn the main rotor system.
 

Fuel Systems

The fuel system in a helicopter is made up of two components: 
supply and control.

Fuel Supply System

The supply system consists of a fuel tank or tanks, fuel quantity 
gauges, a shut-off valve, fuel filter, a fuel line to the engine, 
and possibly a primer and fuel pumps. 

[Figure 4-22] 

The fuel 

tanks are usually mounted to the airframe as close as possible 
to the CG. This way, as fuel is burned off, there is a negligible 
effect on the CG. A drain valve located on the bottom of the 
fuel tank allows the pilot to drain water and sediment that may 
have collected in the tank. A fuel vent prevents the formation 
of a vacuum in the tank, and an overflow drain allows fuel to 
expand without rupturing the tank. 

The fuel travels from the fuel tank through a shut-off valve, 
which provides a means to completely stop fuel flow to the 
engine in the event of an emergency or fire. The shut-off 
valve remains in the open position for all normal operations.

Most non-gravity feed fuel systems contain both an electric 
pump and a mechanical engine-driven pump. The electrical 
pump is used to maintain positive fuel pressure to the 
engine pump and may also serve as a backup in the event of 
mechanical pump failure. The electrical pump is controlled 
by a switch in the cockpit. The engine driven pump is the 
primary pump that supplies fuel to the engine and operates 
any time the engine is running. A fuel filter removes moisture 
and other sediment from the fuel before it reaches the engine. 
These contaminants are usually heavier than fuel and settle to 
the bottom of the fuel filter sump where they can be drained 
out by the pilot.

4-14

Manifold pipe is connected to exhaust manifold  

Filter

Carburetor heat collector

To carburetor

Carburetor Heat Off

Carburetor Heat On

Figure 4-23. 

When the carburetor heat is turned ON, normal air flow 

is blocked, and heated air from an alternate source flows through 
the filter to the carburetor. 

Some fuel systems contain a small hand-operated pump 
called a primer. A primer allows fuel to be pumped directly 
into the intake port of the cylinders prior to engine start. The 
primer is useful in cold weather when fuel in the carburetor 
is difficult to vaporize.

A fuel quantity gauge located on the pilot’s instrument panel 
shows the amount of fuel measured by a sensing unit inside 
the tank. Most fuel gauges will indicate in gallons or pounds 
and must be accurate only when empty.

It is worth noting that in accordance with Title 14 of the Code 
of Federal Regulations (14 CFR) section 27.1337(b)(1), fuel 
quantity indicators “must be calibrated to read ‘zero’ during 
level flight when the quantity of fuel remaining in the tank 
is equal to the unusable fuel supply.” Therefore, it is of the 
utmost importance that the pilot or operator determine an 
accurate means of verifying partial or full fuel loads. It is 
always a good habit, if possible, to visually verify the fuel on 
board prior to flight and determine if adequate fuel is present 
for the duration of the flight.

Additionally, 14 CFR section 27.1305(l)(1) requires newer 
helicopters to have warning systems “provide a warning 
to the flight crew when approximately 10 minutes of 
usable fuel remains in the tank.” Caution should be used 
to eliminate unnecessary or erratic maneuvering that could 
cause interruption of fuel flow to the engine. Although these 
systems must be calibrated, never assume the entire amount 
is available. Many pilots have not reached their destinations 
due to poor fuel planning or faulty fuel indications.

Engine Fuel Control System

Regardless of the device, the reciprocating engine and the 
turbine engine both use the ignition and combustion of the 
fuel/air mix to provide the source of their power. Engine 
fuel control systems utilize several components to meter 
the proper amount of fuel necessary to produce the required 
amount of power. The fuel control system, in concert with 
the air induction components, combines the proper amount of 
fuel and air to be ignited in the combustion chamber. Refer 
to the Pilot’s Handbook of Aeronautical Knowledge for a 
detailed explanation and illustration.

Carburetor Ice

The effect of fuel vaporization and/or a decrease of air 
pressure in the venturi causes a rapid decrease in air 
temperature in the carburetor. If the air is moist, the water 
vapor in the air may condense causing ice to form in the 
carburetor. If ice is allowed to form inside the carburetor, 
engine failure is a very real possibility and the ability to 
restart the engine is greatly reduced. Carburetor icing can 
occur during any phase of flight but is particularly dangerous 

when you are using reduced power, such as during a descent. 
You may not notice it during the descent until you try to add 
power. Indications of carburetor icing are a decrease in engine 
rpm or manifold pressure, the carburetor air temperature 
gauge indicating a temperature outside the safe operating 
range, and engine roughness. A reciprocating engine with a 
governor may mask the formation of carburetor ice since it 
will maintain a constant manifold pressure and rpm. 

Since changes in rpm or manifold pressure can occur 
for a number of reasons, closely check the carburetor 
air temperature gauge when in possible carburetor icing 
conditions. Carburetor air temperature gauges are marked 
with a yellow caution arc or green operating arcs. In most 
cases, it is best to keep the needle out of the yellow arc or 
in the green arc. This is accomplished by using a carburetor 
heat system, which eliminates the ice by routing air across 

4-15

A

V

I

O

N

I

C

S

B

U

S

 

B

A

R

A

V

I

O

N

I

C

S

B

U

S

Panel

Position

Beacon

L

I

G

H

T

S

Starter

Battery

+ 60

- 60

-30

+30

0

A M P

Ammeter

Avionics relay

(Optional Avionics)

Trim

Instr

Lndg Lt

Radio

Xpdr

Clutch

B

U

S

B

A

R

Alternator switch

Avionics master switch

Starter relay

Battery relay

Left magnetos

ADV

RET

L

Right magnetos

ADV

R

Battery switch

Clutch actuator (internal 

limit switches shown in 

full disengage position)

Alternator control unit

Mag switch

Off

L

R

Both

Starting vibrator

Alternator

+

F1

F2

Starter switch

M/R gearbox

press switch

Release

Hold

Engage

Clutch switch

Figure 4-24. 

An electrical system schematic like this sample is included in most POHs. Notice that the various bus bar accessories are 

protected by circuit breakers. However, ensure that all electrical equipment is turned off before starting the engine. This protects sensitive 
components, particularly the radios, from damage that may be caused by random voltages generated during the starting process. 

a heat source, such as an exhaust manifold, before it enters 
the carburetor. [

Figure 4-23

] Refer to the RFM (see Chapter 

5, Rotorcraft Flight Manual) for the specific procedure as to 
when and how to apply carburetor heat.

Fuel Injection

In a fuel injection system, fuel and air are metered at the fuel 
control unit but are not mixed. The fuel is injected directly 
into the intake port of the cylinder where it is mixed with 

4-16

the air just before entering the cylinder. This system ensures 
a more even fuel distribution between cylinders and better 
vaporization, which in turn promotes more efficient use of 
fuel. Also, the fuel injection system eliminates the problem 
of carburetor icing and the need for a carburetor heat system.

Electrical Systems

The electrical systems, in most helicopters, reflect the 
increased use of sophisticated avionics and other electrical 
accessories. 

[Figure 4-24] 

More and more operations in 

today’s flight environment are dependent on the aircraft’s 
electrical system; however, all helicopters can be safely flown 
without any electrical power in the event of an electrical 
malfunction or emergency.

Helicopters have either a 14- or 28-volt, direct-current 
electrical system. On small, piston powered helicopters, 
electrical energy is supplied by an engine-driven alternator 
by means of a belt and pulley system similar to that of an 
automobile. These alternators have advantages over older-
style generators as they are lighter in weight, require lower 
maintenance, and maintain a uniform electrical output even 
at low engine rpm. (As a reminder, think of volts or voltage 
as the measure of electrical pressure in the system, analogous 
to pounds per square inch in water systems. Amperes is the 
measure of electrical quantity in the system or available. For 
example, a 100-amp alternator would be analogous to a 100 
gallon per hour water pump.)

Turbine-powered helicopters use a starter/generator system. 
The starter/generator is permanently coupled to the accessory 
gearbox. When starting the engine, electrical power from the 
battery is supplied to the starter/generator, which turns the 
engine over. Once the engine is running, the starter/generator 
is driven by the engine and then functions as a generator.

Current from the alternator or generator is delivered through a 
voltage regulator to a bus bar. The voltage regulator maintains 
the constant voltage required by the electrical system, by 
regulating the output of the alternator or generator. An over-
voltage control may be incorporated to prevent excessive 
voltage, which may damage the electrical components. The 
bus bar serves to distribute the current to the various electrical 
components of the helicopter.

A battery is used mainly for starting the engine. In addition, 
it permits limited operation of electrical components, such 
as radios and lights, without the engine running. The battery 
is also a valuable source of standby or emergency electrical 
power in the event of alternator or generator failure.

An ammeter (or load meter) is used to monitor the electrical 
current within the system. The ammeter reflects current 
flowing to and from the battery. A charging ammeter 
indicates that the battery is being charged. This is normal 
after an engine start since the battery power used in starting 
is being replaced. After the battery is charged, the ammeter 
should stabilize near zero since the alternator or generator is 
supplying the electrical needs of the system. 

An ammeter showing a discharge means the electrical load 
is exceeding the output of the alternator or generator, and the 
battery is helping to supply electrical power. This may mean 
the alternator or generator is malfunctioning, or the electrical 
load is excessive. An ammeter displays the load placed on the 
alternator or generator by the electrical equipment. The RFM 
(see page 5-1) for a particular helicopter shows the normal 
load to expect. Loss of the alternator or generator causes the 
load meter to indicate zero.

Electrical switches are used to select electrical components. 
Power may be supplied directly to the component or to a 
relay, which in turn provides power to the component. Relays 
are used when high current and/or heavy electrical cables are 
required for a particular component, which may exceed the 
capacity of the switch.

Circuit breakers or fuses are used to protect various electrical 
components from overload. A circuit breaker pops out when 
its respective component is overloaded. The circuit breaker 
may be reset by pushing it back in, unless a short or the 
overload still exists. In this case, the circuit breaker continues 
to pop, indicating an electrical malfunction. A fuse simply 
burns out when it is overloaded and needs to be replaced. 
Manufacturers usually provide a holder for spare fuses in the 
event one has to be replaced in flight. Caution lights on the 
instrument panel may be installed to show the malfunction 
of an electrical component.

Hydraulics

Most helicopters, other than smaller piston-powered 
helicopters, incorporate the use of hydraulic actuators to 
overcome high control forces. 

[Figure 4-25]

 A typical 

hydraulic system consists of actuators, also called servos, 
on each flight control, a pump which is usually driven by 
the main rotor transmission and a reservoir to store the 
hydraulic fluid. Some helicopters have accumulators located 
on the pressure side of the hydraulic system. This allows for 
a continuous fluid pressure into the system. A switch in the 
cockpit can turn the system off, although it is left on under 
normal conditions. When the pilot places the hydraulic 
switch/circuit breaker into the on position, the electrical 
power is being removed from the solenoid valve allowing 

4-17

Servo actuator,  lateral cyclic

Servo actuator,  longitudinal cyclic

Servo actuator,  collective

Rotor control

Pressure regulator valve

Pump

Solenoid valve

Pilot input

Filter

Quick disconnects

RESERVOIR

Vent

Scupper drain

Pressure
Return

Figure 4-25. 

A typical hydraulic system for helicopters in the light to medium range. 

hydraulic fluid to enter the system. When the switch/circuit

 

breaker is put in the off position, the solenoid valve is now 
de-energized and closes, which then allows the pilot to 
maintain control of the helicopter with the hydraulic fluid in 
the actuators. This is known as a failsafe system. If helicopter 
electrical power is lost in flight, the pilot is still able to 
maintain control of the hydraulic system. A pressure indicator 
in the cockpit may also be installed to monitor the system.

When making a control input, the servo is activated and 
provides an assisting force to move the respective flight 
control, thus reducing the force the pilot must provide. These 
boosted flight controls ease pilot workload and fatigue. In 
the event of hydraulic system failure, a pilot is still able to 
control the helicopter, but the control forces are very heavy.

In those helicopters in which the control forces are so high that 
they cannot be moved without hydraulic assistance, two or 
more independent hydraulic systems may be installed. Some 
helicopters are designed to use their hydraulic accumulators 
to store hydraulic pressure for an emergency, allowing for 
uninterrupted use of the controls for a short period of time 
following a hydraulic pump failure. This gives you enough 
time to land the helicopter with normal control.

Stability Augmentations Systems

Some helicopters incorporate a stability augmentation system 
(SAS) to help stabilize the helicopter in flight and in a hover. 
The original purpose and design allowed decreased pilot 
workload and lessened fatigue. It allowed pilots to place an 

aircraft at a set attitude to accomplish other tasks or simply 
stabilize the aircraft for long cross-country flights.

Force Trim

Force trim was a passive system that simply held the cyclic 
in a position that gave a control force to transitioning airplane 
pilots who had become accustomed to such control forces. 
The system uses a magnetic clutch and springs to hold the 
cyclic control in the position where it was released. The 
system does not use sensor-based data to make corrections, 
but rather is used by the pilot to “hold” the cyclic in a desired 
position. The most basic versions only apply to the cyclic 
requiring the pilot to continue power and tail rotor inputs. 
With the force trim on or in use, the pilot can override the 
system by disengaging the system through the use of a force 
trim release button or, with greater resistance, can physically 
manipulate the controls. Some recent basic systems are 
referred to as attitude retention systems.

Active Augmentation Systems 

So-called actual augmentation systems use electric 
actuators that provide input to the hydraulic servos. These 
servos receive control commands from a computer that 
senses external environmental inputs, such as wind and 
turbulence. SAS complexity varies by manufacturer but can 
be as sophisticated as providing three-axis stability. That is, 
computer-based inputs adjust attitude, power and aircraft 
trim for a more stabilized flight. 

4-18

Once engaged by the pilot, these actual systems use a 
multitude of sensors, from stabilized gyros to electro-
mechanical actuators, which provide instantaneous inputs 
to all flight controls without pilot assistance. As with all 
SASs, they may be overridden or disconnected by the pilot 
at any time. Helicopters with complex Automatic Flight 
Control Systems (AFCS) and autopilots normally have 
a trim switch referred to as “beeper trim.” This switch is 
used when minor changes to the trim setting are desired.

Stability augmentation systems reduce pilot workload by 
improving basic aircraft control harmony and decreasing 
disturbances. These systems are very useful when the pilot 
is required to perform other duties, such as sling loading and 
search-and-rescue operations. Other inputs such as heading, 
speed, altitude, and navigation information may be supplied 
to the computer to form a complete autopilot system.

Autopilot

Helicopter autopilot systems are similar to stability 
augmentation systems, but they have additional features. An 
autopilot can actually fly the helicopter and perform certain 
functions selected by the pilot. These functions depend on 
the type of autopilot and systems installed in the helicopter.

The most common functions are altitude and heading hold. 
Some more advanced systems include a vertical speed or 
indicated airspeed (IAS) hold mode, where a constant rate 
of climb/descent or IAS is maintained by the autopilot. Some 
autopilots have navigation capabilities, such as very high 
frequency (VHF) OmniRange Navigation System (VOR), 
Instrument Landing System (ILS), and global positioning 
system (GPS) intercept and tracking, which is especially 
useful in instrument flight rules (IFR) conditions. This is 
referred to as a coupled system. An additional component, 
called a flight director (FD), may also be installed. The FD 
provides visual guidance cues to the pilot to fly selected 
lateral and vertical modes of operation. The most advanced 
autopilots can fly an instrument approach to a hover without 
any additional pilot input once the initial functions have 
been selected.

The autopilot system consists of electric actuators or servos 
connected to the flight controls. The number and location of 
these servos depends on the type of system installed. A two-
axis autopilot controls the helicopter in pitch and roll; one 
servo controls fore and aft cyclic, and another controls left 
and right cyclic. A three-axis autopilot has an additional servo 
connected to the antitorque pedals and controls the helicopter 
in yaw. A four-axis system uses a fourth servo which controls 
the collective. These servos move the respective flight 
controls when they receive control commands from a central 

computer. This computer receives data input from the flight 
instruments for attitude reference and from the navigation 
equipment for navigation and tracking reference. An autopilot 
has a control panel in the cockpit that allows the pilot to 
select the desired functions, as well as engage the autopilot.

For safety purposes, an automatic disengagement feature 
is usually included which automatically disconnects the 
autopilot in heavy turbulence or when extreme flight attitudes 
are reached. Even though all autopilots can be overridden 
by the pilot, there is also an autopilot disengagement button 
located on the cyclic or collective which allows pilots to 
completely disengage the autopilot without removing their 
hands from the controls. Because autopilot systems and 
installations differ from one helicopter to another, it is very 
important to refer to the autopilot operating procedures 
located in the RFM.

Environmental Systems

Heating and cooling the helicopter cabin can be accomplished 
in different ways. The simplest form of cooling is by ram air. 
Air ducts in the front or sides of the helicopter are opened or 
closed by the pilot to let ram air into the cabin. This system 
is limited as it requires forward airspeed to provide airflow 
and also depends on the temperature of the outside air. Air 
conditioning provides better cooling, but it is more complex 
and weighs more than a ram air system. 

One of the simplest methods of cooling a helicopter is to 
remove the doors allowing air to flow through the cockpit 
and engine compartments. Care must be taken to store the 
doors properly, whether in a designed door-holding rack in 
a hangar, or if it is necessary to carry them on the flight, in 
the helicopter. When storing the doors, care must be taken 
to not scratch the windows. Special attention should be paid 
to ensuring that all seat belt cushions and any other loose 
items are stored away to prevent ingestion into the main or 
tail rotor. When reattaching the doors, proper care must be 
taken to ensure that they are fully secured and closed. 

Air conditioners or heat exchanges can be fitted to the 
helicopter as well. They operate by drawing bleed air from 
the compressor, passing it through the heart exchanger and 
then releasing it into the cabin. As the compressed air is 
released, the expansion absorbs heat and cools the cabin. The 
disadvantage of this type of system is that power is required 
to compress the air or gas for the cooling function, thus 
robbing the engine of some of its capability. Some systems 
are restricted from use during takeoff and landings.

4-19

Piston-powered helicopters use a heat exchanger shroud 
around the exhaust manifold to provide cabin heat. Outside 
air is piped to the shroud and the hot exhaust manifold heats 
the air, which is then blown into the cockpit. This warm air 
is heated by the exhaust manifold but is not exhaust gas. 
Turbine helicopters use a bleed air system for heat. Bleed air 
is hot, compressed, discharge air from the engine compressor. 
Hot air is ducted from the compressor to the bleed air heater 
assembly where it is combined with ambient air through 
and induction port mounted to the fuselage. The amount of 
heat delivered to the helicopter cabin is regulated by a pilot-
controlled bleed air mixing valve.

Anti-Icing Systems

Anti-icing is the process of protecting against the formation 
of frozen contaminant, snow, ice, or slush on a surface. 

Engine Anti-Ice

The anti-icing system found on most turbine-powered 
helicopters uses engine bleed air. Bleed air in turbine engines 
is compressed air taken from within the engine, after the 
compressor stage(s) and before the fuel is injected in the 
burners. The bleed air flows through the inlet guide vanes 
and to the inlet itself to prevent ice formation on the hollow 
vanes. A pilot-controlled, electrically operated valve on the 
compressor controls the air flow. Engine anti-ice systems 
should be on prior to entry into icing conditions and remain 
on until exiting those conditions. Use of the engine anti-ice 
system should always be in accordance with the proper RFM.

Airframe Anti-Ice

Airframe and rotor anti-icing may be found on some larger 
helicopters, but it is not common due to the complexity, 
expense, and weight of such systems. The leading edges of 
rotors may be heated with bleed air or electrical elements to 
prevent ice formation. Balance and control problems might 
arise if ice is allowed to form unevenly on the blades. Research 
is being done on lightweight ice-phobic (anti-icing) materials 
or coatings. These materials placed in strategic areas could 
significantly reduce ice formation and improve performance.

The pitot tube on a helicopter is very susceptible to ice and 
moisture buildup as well. To prevent this, they are usually 
equipped with a heating system that uses an electrical element 
to heat the tube.

Deicing 

Deicing is the process of removing frozen contaminant, 
snow, ice, and/or slush from a surface. Deicing of the 
helicopter fuselage and rotor blades is critical prior to starting. 
Helicopters that are unsheltered by hangars are subject 
to frost, snow, freezing drizzle, and freezing rain that can 

cause icing of rotor blades and fuselages, rendering them 
unflyable until cleaned. Asymmetrical shedding of ice from 
the blades can lead to component failure, and shedding ice 
can be dangerous as it may hit any structures or people that 
are around the helicopter. The tail rotor is very vulnerable to 
shedding ice damage. Thorough preflight checks should be 
made before starting the rotor blades. If any ice was removed 
prior to starting, ensure that the flight controls move freely. 
While in flight, for those helicopters that have them, deicing 
systems should be activated immediately after entry into an 
icing condition. 

Chapter Summary

This chapter discussed all of the common components, 
sections, and systems of the helicopter. The chapter also 
explained how each of them work with one another to make 
flight possible. 

 

 

 

 

 

 

 

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